Jason M. Mickey

WEALTH MANAGEMENT GROUP

Houston, TX

Some features on this profile are disabled

CRD#: 4392613

Professional summary

Jason Mathew Mickey, who also goes by Jason M Mickey, Jason Matthew Mickey, is a registered financial advisor currently at WEALTH MANAGEMENT GROUP located in Houston, Texas.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jason has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason M Mickey | Jason Matthew Mickey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Jason Mickey Insurance Brokerage I am an independent health insurance broker writing individual and group health insurance and fixed/immediate annuities. Start: 07/15/2017 Address: 55 Waugh Drive, Suite 150 Houston TX 77007 5 non bus hrs per month Investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Mathew Mickey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2024 - Present

WEALTH MANAGEMENT GROUP

RIA

CRD#: 108749

Houston, TX

Past

August 4, 2021 - December 18, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

November 16, 2015 - December 18, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

Past

December 5, 2013 - August 7, 2015

MML INVESTORS SERVICES, LLC

CRD#: 10409

AUSTIN, TX

Past

October 13, 2008 - February 16, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

LAS VEGAS, NV

Past

April 24, 2007 - September 3, 2008

PARK AVENUE SECURITIES LLC

CRD#: 46173

LAS VEGAS, NV

Past

October 18, 2006 - April 10, 2007

NEW ENGLAND SECURITIES

CRD#: 615

LAS VEGAS, NV

Past

September 7, 2001 - October 10, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/5/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH MANAGEMENT GROUP

WEALTH MANAGEMENT GROUP | WEALTH MANAGEMENT GROUP, INC. | WEALTH MANAGEMENT GROUP INC

CRD#: 108749 / SEC#: 801-41117

RIA

Registered Investment Advisory firm - (5/12/2004 Terminated)

Ohio

Registered Investment Advisory firm - (3/23/2004 Approved)

Texas

Registered Investment Advisory firm - (12/13/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tipp City, OH

Mailing Address

Phone number

(937) 877-1280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 51,558,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason M. Mickey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Mathew Mickey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

NEW ENGLAND SECURITIES

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2021

Series 63

Date: 11/15/2013

SIE

Date: 10/1/2018

Series 6

Date: 12/5/2013

Current Firm

WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

Similar Advisors