Scott B. Christensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Brian Christensen was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2001. Scott had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2012 - December 10, 2012
LUPO FUTURES, LLC
September 6, 2007 - September 14, 2009
ECHOTRADE LLC
July 18, 2002 - April 8, 2003
GELBER SECURITIES, LLC
July 30, 2001 - October 5, 2005
S&L, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LUPO FUTURES, LLC
CRD#: 155931 / SEC#: , 8-68755
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
