Enzo T. Pellegrino
TLWM FINANCIAL | Founder, CEO & Wealth Advisor
SAN ANTONIO, TX 78216
Some features on this profile are disabled
CRD#: 4392184
Professional summary
Enzo Thomas Pellegrino JR., CFP®, who also goes by Enzo Thomas Pellegrino, is a registered financial advisor currently at TLWM FINANCIAL located in San Antonio, Texas and LPL FINANCIAL LLC located in San Antonio, Texas.
Enzo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Enzo has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Trust & estate planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Enzo Thomas Pellegrino
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/16/2014 - TLHC, LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - Time Spent 1% - Holding company to hold family assets. 2. 01/16/2014 - DBA for LPL Business (entity for LPL business) - Texas Legacy Wealth Management - At Reported Business Location(s) 3. 01/16/2014 - TLWM, LLC dba Texas Legacy Wealth Management - Non-Variable Insurance. - At Reported Business Location(s) - Inv Related - TIME SPENT 5% 4. 04/25/2014 - Texas Legacy Wealth Management - Registered Investment Advisor - Inv related - TIME SPENT 90% 5. 11/19/2015 - TLWM, LLC - DBA for LPL Business (entity for LPL business) - Inv Related - At Reported Business Location(s) - Start date: 12/19/2013 - 100 Hrs/Mth - 8 Hrs During Trading. 6. 11/17/2016: TLWM, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/19/2013 - 100 Hours per Month/8 Hours During Securities Trading - I provide investment advisory services through TLWM, LLC, an independent investment advisor firm. I started this business activity in November 2011 . I expect to spend approximately 100 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 5/29/2018 - TLREM, LLC - Investment Related - SAN ANTONIO TX - Business Entity For Tax/Investment Purposes Only - Start Date: 01/16/2014 - 0 Hours Per Month/0 Hours During Securities Trading - Entity is used to hold personal investments. 8. 6/11/2018 - Investment Related - Other-Notary - Started 06/01/2018 - 0 Hrs/Mth - 0 Hrs During Trading. 9. 2/22/2021 - OZNE, LLC - Not Investment Related - 14326 Alt 90 Kingsbury TX 78638 - Business Entity For Tax/Investment Purposes Only - Start Date: 2/1/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Entity used to hold personal investments. 10. 10/19/2021 - TLREM, LLC. dba Pellegrino Ranch - Not Investment Related - DRSAN ANTONIO TX- Business Owner - Start Date: 01/16/2014 - 20 Hours Per Month/0 Hours During Securities Trading. 11. 10/28/2021 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/27/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 12) 06/11/2025 - Infinity Revocable Trust - Not Investment Related - Act in a Fiduciary Capacity - At Reported Business Location(s) - Start Date:06/11/2024 - 3 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Enzo Thomas Pellegrino JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
November 1, 2011 - Present
TLWM FINANCIAL
Office #1: 40 Ne Loop 410 Suite 644, San Antonio, TX 78216RIA
CRD#: 158305
SAN ANTONIO, TX
Current
August 26, 2005 - Present
LPL FINANCIAL LLC
Office #1: 40 Ne Loop 410 Ste 644, San Antonio, TX 78216Office #2: 7021 Kewanee Ave, Lubbock, TX 79424Office #3: 309 St Thomas St Ste 215, Madawaska, ME 04756RIA
BD
CRD#: 6413
San Antonio, TX
Past
August 26, 2005 - March 27, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN ANTONIO, TX
Past
May 13, 2005 - August 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
SAN ANTONIO , TX
Past
May 25, 2001 - August 31, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TLWM FINANCIAL
DOULOS WEALTH MANAGEMENT | TLWM, LLC | TLWM FINANCIAL | TEXAS LEGACY WEALTH MANAGEMENT | TDF PLATINUM WEALTH MANAGEMENT | RSB WEALTH STRATEGIES | PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC | JORDAN FINANCIAL GROUP, INC. | FREE FINANCIAL GROUP
CRD#: 158305 / SEC#: 801-79214
RIA
Registered Investment Advisory firm - (2/28/2014 Approved)Texas
Registered Investment Advisory firm - (3/3/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/26/2018)
RR
Arizona(8/25/2017)
RR
Arkansas(1/10/2018)
RR
California(7/17/2007)
IAR
California(9/24/2015)
RR
Colorado(2/14/2020)
RR
Connecticut(10/12/2022)
RR
Delaware(1/12/2023)
RR
Florida(2/4/2016)
IAR
Florida(8/25/2021)
RR
Georgia(10/4/2006)
RR
Hawaii(11/18/2022)
RR
Illinois(10/12/2022)
RR
Kansas(2/14/2020)
RR
Louisiana(3/8/2007)
RR
Maine(5/25/2023)
IAR
Maine(7/12/2024)
RR
Maryland(10/12/2022)
RR
Massachusetts(1/12/2023)
RR
Minnesota(2/2/2018)
RR
Mississippi(8/26/2005)
RR
Missouri(10/1/2013)
RR
Montana(10/12/2022)
RR
New Hampshire(1/12/2023)
RR
New Jersey(1/12/2023)
RR
New Mexico(9/13/2011)
RR
New York(1/12/2023)
IAR
New York(9/27/2023)
RR
North Carolina(8/22/2016)
RR
Oklahoma(2/11/2013)
RR
Oregon(8/17/2022)
RR
Pennsylvania(10/12/2022)
RR
South Carolina(10/19/2022)
RR
Tennessee(1/2/2022)
RR
Texas(8/26/2005)
IAR
Texas(11/1/2011)
RR
Utah(10/12/2022)
RR
Vermont(1/12/2023)
RR
Virginia(1/13/2009)
IAR
Virginia(7/13/2021)
RR
Washington(2/23/2017)
RR
West Virginia(1/24/2019)
RR
Wisconsin(10/12/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TLWM FINANCIAL
DOULOS WEALTH MANAGEMENT | TLWM, LLC | TLWM FINANCIAL | TEXAS LEGACY WEALTH MANAGEMENT | TDF PLATINUM WEALTH MANAGEMENT | RSB WEALTH STRATEGIES | PELLEGRINO AND ASSOCIATES FINANCIAL SERVICES, LLC | JORDAN FINANCIAL GROUP, INC. | FREE FINANCIAL GROUP
CRD#: 158305 / SEC#: 801-79214
RIA
Registered Investment Advisory firm - (2/28/2014 Approved)Texas
Registered Investment Advisory firm - (3/3/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
40 Ne Loop 410 Suite 644, San Antonio, TX 78216
Mailing Address
Phone number
+1 (877) 348-8822
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,008 |
| AUM (Assets Under Management) | $ 577,253,765 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TLWM FINANCIAL
Founder, CEO & Wealth AdvisorCRD#: 158305San Antonio, TX 78216TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
