Norman Sturner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Sturner was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1969. Norman had worked at 6 firms and has passed the Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 1976 - December 17, 1997
STURNER SIDEROW SECURITIES INC.
August 31, 1973 - April 5, 1976
FINANCIAL SECURITIES CO INC
December 11, 1970 - January 7, 1977
EPIC PLANNING CORP.
September 1, 1970 - August 31, 1973
FINANCIAL SECURITIES CO., INC.
August 11, 1970 - January 9, 1971
INTERCONTINENTAL SECURITIES, INC.
August 13, 1969 - February 1, 1971
INTERFUNDING PLANS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/19/1964
Registered Representative ExaminationSeries 00
Date: 8/22/1966
General Securities Principal ExaminationCurrent Firm
STURNER SIDEROW SECURITIES INC.
CRD#: 7055 / SEC#: , 8-20227
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
