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Noah Ryan Farberow

INVESTMENT DISTRIBUTORS
COVINGTON, KY
·CRD# 4392102·25 years experience

Professional Summary

Noah Ryan Farberow is a registered financial advisor currently at INVESTMENT DISTRIBUTORS, INC. located in Covington, Kentucky. Noah is registered as a RR (Registered Representative) and started their career in finance in 2001. Noah has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

INVESTMENT DISTRIBUTORS, INC.·CRD# 35490
BD
50 E Rivercenter Blvd Suite 1600, Covington, KY 41011
January 3, 2022 - Present
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
RIA
Export, PA
May 11, 2010 - December 31, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.·CRD# 15708
BD
Birmingham, AL
May 4, 2010 - January 3, 2022
PRINCIPAL SECURITIES, INC.·CRD# 1137
RIA
Pittsburgh, PA
September 22, 2009 - April 23, 2010
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Pittsburgh, PA
September 16, 2009 - April 23, 2010
MML DISTRIBUTORS, LLC·CRD# 38030
BD
Enfield, CT
February 8, 2008 - April 24, 2009
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
RIA
Pittsburgh, PA
June 18, 2004 - January 4, 2008
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Pittsburgh, PA
June 9, 2004 - January 4, 2008
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Des Moines, IA
December 17, 2003 - June 21, 2004
VERAVEST INVESTMENT ADVISORS, INC.·CRD# 105796
RIA
Pittsburgh, PA
January 31, 2002 - December 4, 2003
VERAVEST INVESTMENTS, INC.·CRD# 3960
BD
Worcester, MA
May 22, 2001 - December 3, 2003

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Current Firm

ID
INVESTMENT DISTRIBUTORS, INC.

INVESTMENT DISTRIBUTORS, INC.

CRD#: 35490 / SEC#: 8-46802
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

Contact Information

Main Address

2801 Highway 280 South, Birmingham, AL 35223

Mailing Address

2801 Highway 280 South, Birmingham, AL 35223

Phone Number

(205) 268-5202

Established

Tennessee since 08/30/1993

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PROTECTIVE LIFE CORPORATIONPARENT COMPANY—
BAGGETT, ALAN SASSISTANT FINANCIAL OFFICER8088232
CARLSON, MARTHA LDESIGNATED RESPONSIBLE LICENSED PRODUCER2731502
COFFMAN, BENJAMIN PAULCHIEF FINANCIAL OFFICER6738662
COLLAZO, KIMBERLYASSISTANT SECRETARY8075061
CREUTZMANN, SCOTT EMILDIRECTOR5351383
LANE, JAMIE LAURADIRECTOR5779720
LEOPARD, RAMONA MARTINASSISTANT SECRETARY8312207
MCCRELESS, KEVIN LUCIUSCHIEF COMPLIANCE OFFICER5180100
MORSCH, LETITIA ADIRECTOR & ASSISTANT SECRETARY5133531
PEEVY, MELINDA LUCASSECRETARY8235249
TENNENT, RAYBURN EDWARDASSISTANT FINANCIAL OFFICER6245099
WAGNER, JAMES CARL JRPRESIDENT & DIRECTOR4261922

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE; Investment Related; Residence; Insurance; Producer; Start Date 06/2023; 1 hour per month with no hours per month during trading hours; Occasional fixed annuity sales for immediate family member(s). >> USCG AUX; Non-Investment Related; Pittsburgh, PA; Other; Volunteer; Start Date 05/2022; 5 hours per month with no hours per month occurring during trading hours; Volunteer on personal time on weekends to promote recreational boater safety.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(1/3/2023)
RR
Ohio
(1/3/2022)
RR
Pennsylvania
(1/3/2022)
RR
West Virginia
(1/3/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Noah Ryan Farberow's CRS (Customer Relationship Summary).

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