Paul D. Kindzia

KINDZIA INVESTMENTS

Johns Creek, GA 30097

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CRD#: 4392063

Professional summary

Paul David Kindzia, CFP® is a registered financial advisor currently at KINDZIA INVESTMENTS located in Johns Creek, Georgia.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paul has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR. TAX AND ACCOUNTING SERVICES. CONDUCTED FROM MAIN OFFICE LOCATION OF KINDZIA INVESTMENTS. NON-INVESTMENT RELATED. SPENDS LESS THAN 5% OF TIME ON TAX AND ACCOUNTING SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Kindzia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

September 22, 2008 - Present

KINDZIA INVESTMENTS

Office #1: 11555 Medlock Bridge Road Suite 100, Johns Creek, GA 30097

RIA

CRD#: 148189

Johns Creek, GA

Past

July 7, 2005 - April 3, 2006

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALPHARETTA, GA

Past

July 16, 2003 - December 31, 2008

NIAGARA FINANCIAL ADVISORS, LLC

RIA

CRD#: 127173

ALPHARETTA, GA

Past

January 24, 2003 - July 22, 2003

TRIAD ADVISORS LLC

RIA

CRD#: 25803

ALPHARETTA, GA

Past

June 20, 2001 - July 7, 2005

TRIAD ADVISORS LLC

CRD#: 25803

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/22/2008)

IAR

Texas
(12/1/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/24/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/19/2001

General Securities Representative Examination

Current Firm

KINDZIA INVESTMENTS

KINDZIA INVESTMENTS | KINDZIA INVESTMENTS, INC.

CRD#: 148189 / SEC#:

Georgia

Registered Investment Advisory firm - (9/22/2008 Approved)

Texas

Registered Investment Advisory firm - (11/27/2020 Conditional Restricted)

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Contact information

Main Address

11555 Medlock Bridge Road Suite 100, Johns Creek, GA 30097

Mailing Address

Phone number

(678) 597-3112

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 26,528,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul D. Kindzia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul David Kindzia's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINDZIA INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

NIAGARA FINANCIAL ADVISORS, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/24/2001

Series 7

Date: 6/19/2001

Current Firm

KINDZIA INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KINDZIA INVESTMENTS

TRUST BUT VERIFY

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