Timothy J. Hague
CENTAURUS FINANCIAL
Clarksboro, NJ
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CRD#: 4392050
Professional summary
Timothy James Hague, CFP®, who also goes by Timothy James Hague Jr, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Clarksboro, New Jersey.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Timothy James Hague Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. TIMOTHY J HAGUE JR POSITION: Owner NATURE: Selling Non-VA and Non-Indexed Permanent Insurance as well as Term Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/15/2008 ADDRESS: 10031 E Dynamite Blvd, Ste 125, Scottsdale AZ 85262, United States DESCRIPTION: Selling Fixed Annuities and Insurance 2. TIMOTHY J. HAGUE, JR., LLC POSITION: Owner NATURE: LLC is used to pay all business expenses and payroll. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2011 ADDRESS: 10031 E Dynamite Blvd, Ste 125, Scottsdale AZ 85262, United States DESCRIPTION: LLC is used to pay all business expenses and payroll. 3. DYNAMITE WEALTH MANAGEMENT POSITION: Owner NATURE: DBA for branding purposes only. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/06/2021 ADDRESS: 10031 E Dynamite Blvd, Ste 125, Scottsdale AZ 85262, United States DESCRIPTION: DBA for branding purposes only. 4. DYNAMITE CAPITAL, LLC POSITION: Owner/Sole Member NATURE: LLC owns rental real estate. Utilization is classroom rental (The Dynamite Learning Center) and other office space. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 10031 E Dynamite Blvd, Ste 125, Scottsdale AZ 85262, United States DESCRIPTION: LLC owns rental real estate. Utilization is classroom rental (The Dynamite Learning Center) and other office space. 5. PHOENIX CHILDRENS HOSPITAL FUND RAISING POSITION: n/a NATURE: Fund Raising for donations to the PCH. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 12/27/2023 ADDRESS: 1919 E Thomas Rd, Phoenix AZ 85016, United States DESCRIPTION: With the help of the hospital, I have established a peer to peer donation link for Phoenix Children's Hospital, "PCH". I plan on soliciting friends, family, prospects and clients to donate to the hospital. I will be utilizing my DBA "Dynamite Wealth Management" on the Peer to Peer site. I have submitted a copy of the text of the site to my supervisor at Centaurus with an advertising review form. At no time will I take possession of any funds and this is not investment related in any way. Some people that I solicit, and may ultimately donate, will be clients and prospects. There is no quid pro quo for any of my services for donating.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy James Hague's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Timothy James Hague's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
September 12, 2012 - Present
CENTAURUS FINANCIAL, INC.
Office #2: 10031 E. Dynamite Blvd. Suite #125, Scottsdale, AZ 85262RIA
BD
CRD#: 30833
Clarksboro, NJ
Current
July 22, 2008 - Present
CENTAURUS FINANCIAL, INC.
Office #2: 10031 E. Dynamite Blvd. Suite #125, Scottsdale, AZ 85262RIA
BD
CRD#: 30833
Clarksboro, NJ
Past
March 26, 2002 - September 11, 2006
USALLIANZ SECURITIES, INC.
BD
CRD#: 40875
VOORHEES, NJ
Past
May 11, 2001 - December 31, 2001
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(3/2/2021)
RR
Arizona(7/22/2008)
IAR
Arizona(10/23/2012)
RR
California(10/18/2011)
IAR
California(3/2/2021)
RR
Colorado(4/30/2012)
IAR
Colorado(12/20/2019)
RR
Delaware(5/1/2012)
IAR
Delaware(8/27/2013)
RR
Florida(4/2/2013)
IAR
Florida(8/23/2018)
IAR
Illinois(11/15/2024)
IAR
Indiana(5/18/2021)
RR
Louisiana(1/4/2010)
IAR
Louisiana(7/23/2020)
RR
Maryland(1/26/2011)
IAR
Maryland(6/7/2018)
IAR
Michigan(1/4/2021)
IAR
Missouri(1/6/2020)
IAR
Montana(7/1/2020)
IAR
Nevada(3/12/2021)
RR
New Jersey(7/22/2008)
IAR
New Jersey(9/12/2012)
RR
North Carolina(5/22/2012)
IAR
North Carolina(12/26/2019)
IAR
Oklahoma(1/16/2019)
RR
Oklahoma(3/20/2025)
IAR
Oregon(7/25/2022)
RR
Oregon(3/18/2025)
RR
Pennsylvania(7/14/2010)
IAR
Pennsylvania(4/14/2020)
RR
South Carolina(3/3/2014)
IAR
South Carolina(6/12/2015)
RR
Texas(3/13/2014)
IAR
Texas(5/16/2018)
RR
Washington(6/22/2010)
IAR
Washington(8/17/2018)
IAR
West Virginia(11/12/2024)
RR
Wisconsin(8/3/2011)
IAR
Wisconsin(1/4/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
