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JH

Jason R. Harper

Some features on this profile are disabled
CRD#: 4391925
JH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jason Ryan Harper was a registered financial professional .

Jason is a previously registered financial professional and started their career in finance in 2002. Jason had worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 1, 2011 - April 30, 2015

FERRETTI GROUP, INC.

BD
CRD#: 47768
NEW YORK, NY
Past

June 1, 2010 - July 29, 2011

WORLD-XECUTION STRATEGIES

BD
CRD#: 134645
NEW YORK, NY
Past

December 2, 2002 - June 14, 2010

FERRETTI GROUP, INC.

BD
CRD#: 47768
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

FG
FERRETTI GROUP, INC.
FERRETTI GROUP, INC. | STEPHEN M. FERRETTI, INC.

CRD#: 47768 / SEC#: , 8-51895

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
Phone number
(212) 306-8963
Established
New York since 06/08/1999
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FERRETTI, MICHELE MARIESHAREHOLDER/VP/SECRETARY4620857
WOODS, PHYLLIS A.CEO, PRESIDENT CCO, GENERAL SECURITIES PRINCIPAL & SHAREHOLDER1870528
FERRETTI, STEPHEN MICHAELGENERAL SECURITIES PRINCIPAL, TREASURER & SHAREHOLDER2093923
FITZGERALD, HEATHER MARIEFINOP/PFO/POO4427665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FERRETTI GROUP, INC.

CRD#: 47768

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