Cassandra N. Smith
Professional summary
Cassandra Nodine Smith, CFP®, who also goes by Cassandra Denise Nodine, Cassandra Denise Smith, is a registered financial advisor currently at CREDIT UNION INVESTMENT SERVICES located in Morganton, North Carolina and SECU BROKERAGE SERVICES located in Morganton, North Carolina.
Cassandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Cassandra has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cassandra Nodine Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2012 - Present
CREDIT UNION INVESTMENT SERVICES
Office #1: 130 Carbon City Road, Morganton, NC 28655September 25, 2012 - Present
SECU BROKERAGE SERVICES
Office #1: 130 Carbon City Rd, Morganton, NC 28655May 7, 2001 - July 13, 2004
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2012)
(10/2/2012)
Exams
Series 7TO
Date: 5/22/2023
General Securities Representative ExaminationFINRA
Current Firm
CREDIT UNION INVESTMENT SERVICES
CRD#: 144871 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 110,960 |
Red Flags
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