Shirley Overly Brown
Professional Summary
Shirley Overly Brown, who also goes by Shirley Hensley Overly, is a registered financial advisor currently at HALEY SECURITIES, INC. located in Omaha, Nebraska. Shirley is registered as a RR (Registered Representative) and started their career in finance in 2001. Shirley has worked at 1 firm and has passed the Series 63, SIE, Series 99, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shirley Hensley Overly
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Videos & Posts
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OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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OSAIC WEALTH, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
HALEY LEISMAN SECURITIES, INC. | HALEY SECURITIES, INC.
Contact Information
Main Address
8712 West Dodge Road Ste. 402, Omaha, NE 68114Mailing Address
8712 West Dodge Road Ste. 402, Omaha, NE 68114Phone Number
(402) 397-0780Established
Nebraska since 04/25/2000Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COHOON, CHRISTINE ANGELA | PRESIDENT, FINOP, CHIEF FINANCIAL OFFICER | 5279757 |
| OVERLY, BRIAN JOSEPH | CHIEF COMPLIANCE OFFICER, SECRETARY | 5264831 |
| SHIRLEY H. OVERLY REVOCABLE TRUST | TRUST | — |
| BROWN, SHIRLEY OVERLY | TRUSTEE OF THE SHIRLEY H. OVERLY REVOCABLE TRUST | 4391859 |
| BROWN, SHIRLEY OVERLY | DIRECTOR | 4391859 |
Disclosures
Regulatory Event
1Similar Advisors
OSAIC WEALTH, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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OSAIC WEALTH, INC.
State Registrations and Notice Filings
(1/9/2020)
(7/2/2001)
(5/24/2001)
(7/17/2001)
(7/11/2011)
(6/29/2016)
(12/5/2022)
(7/2/2001)
(1/27/2026)
(7/2/2001)
(7/2/2001)
(5/25/2001)
(1/19/2006)
(5/24/2001)
(4/1/2005)
(1/19/2006)
(1/8/2016)
(12/18/2001)
(5/24/2001)
(7/13/2022)
(1/19/2016)
(7/16/2001)
(5/24/2001)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed May 2001About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed May 2002About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Shirley Overly Brown's CRS (Customer Relationship Summary).
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OSAIC WEALTH, INC.