Stacy A. Talarico
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES | Planning Consultant
Dexter, MI
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CRD#: 4391667
Professional summary
Stacy Ann Talarico, who also goes by Stacy A Rohloff, Stacy A Swihart, Stacy A Talarico, Stacy Talarico, Stacy Ann Talarico, is a registered financial advisor currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Dexter, Michigan.
Stacy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Stacy has worked at 10 firms and has passed the Series 63, Series 66, Series 6TO, Series 7, SIE and Series 6 exams.
Biography
As a client, you will partner with me and my team of experienced Wealth Planners to ensure your goals and plans have been heard and a plan of action has been put in place. Utilizing Fidelity's superior technology, trusted brand and cost efficient platform, allows us to serve your needs in the ever changing financial industry. My commitment to an excellent client experience and passion to work closely with my clients is forefront in my everyday practice.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stacy A Rohloff | Stacy A Swihart | Stacy A Talarico | Stacy Talarico | Stacy Ann Talarico
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stacy Ann Talarico's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stacy Ann Talarico's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Western Michigan University
Bachelor of Business Administration - Marketing
1990
Experience
Current
May 20, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #2: 4660 S. Hagadorn Road Suite 130, East Lansing, MI 48823RIA
BD
CRD#: 20472
Dexter, MI
Current
May 20, 2024 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 4660 S. Hagadorn Road Suite 130, East Lansing, MI 48823RIA
BD
CRD#: 20472
EAST LANSING, MI
Past
February 8, 2022 - May 13, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ANN ARBOR, MI
Past
January 21, 2022 - May 14, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
ANN ARBOR, MI
Past
January 27, 2020 - October 14, 2021
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
ANN ARBOR, MI
Past
January 24, 2020 - October 14, 2021
SPC
RIA
CRD#: 110692
ANN ARBOR, MI
Past
October 30, 2018 - May 31, 2019
EDWARD JONES
BD
CRD#: 250
DEXTER, MI
Past
September 24, 2018 - May 31, 2019
EDWARD JONES
RIA
CRD#: 250
DEXTER, MI
Past
February 16, 2017 - September 24, 2018
EDELMAN FINANCIAL ENGINES
RIA
CRD#: 104510
ANN ARBOR, MI
Past
July 23, 2012 - June 3, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ANN ARBOR, MI
Past
August 22, 2011 - May 26, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
ANN ARBOR, MI
Past
August 5, 2009 - April 30, 2010
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
WINNETKA, IL
Past
February 14, 2008 - May 27, 2009
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(5/20/2024)
IAR
Michigan(5/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Planning ConsultantCRD#: 20472Dexter, MITRUST BUT VERIFY
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Contact information
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