Kathy I. Hwang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathy I-chiun Hwang, who also goes by Kathy I Hwang, was a registered financial professional .
Kathy is a previously registered financial professional and started their career in finance in 2010. Kathy had worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2019 - March 31, 2021
GOLDEN WEALTH MANAGEMENT GROUP
October 27, 2010 - July 13, 2011
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
GOLDEN WEALTH MANAGEMENT GROUP
CRD#: 300207 / SEC#:
Contact information
Red Flags
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