Kurt B. Hutchinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurt Bradford Hutchinson was a registered financial professional .
Kurt is a previously registered financial professional and started their career in finance in 2001. Kurt had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 2016 - April 11, 2017
STURDIVANT & CO. INC
December 23, 2015 - June 3, 2016
TOPEKA CAPITAL MARKETS INC.
August 8, 2012 - October 1, 2015
STURDIVANT & CO. INC
May 24, 2011 - August 20, 2012
BUCKMAN, BUCKMAN & REID, INC.
January 13, 2009 - August 20, 2009
DOLEY SECURITIES, LLC.
November 13, 2008 - February 8, 2011
AURIGA USA, LLC
September 27, 2001 - October 16, 2008
MAGNA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/28/2001
Limited Representative-Equity Trader ExamCurrent Firm
STURDIVANT & CO. INC
CRD#: 24583 / SEC#: , 8-41204
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
