Andrew H. Hahn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Hee-dong Hahn, who also goes by Andrew Hee-dang Hahn, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2001. Andrew had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2018 - March 28, 2019
FRANKLIN DISTRIBUTORS, LLC
June 10, 2004 - March 10, 2008
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
April 1, 2004 - May 12, 2004
LAZARD ASSET MANAGEMENT SECURITIES LLC
August 3, 2001 - April 1, 2004
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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