Bradley J. Mitchell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Jay Mitchell was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2011. Bradley had worked at 3 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2016 - December 31, 2022
MITCHELL INVESTMENT ADVISORY SERVICES, INC.
October 14, 2011 - December 18, 2015
KESTRA INVESTMENT SERVICES, LLC
September 26, 2011 - December 18, 2015
KESTRA INVESTMENT SERVICES, LLC
June 23, 2011 - April 4, 2013
QUAD CITY INVESTMENT CENTER
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MITCHELL INVESTMENT ADVISORY SERVICES, INC.
CRD#: 281797 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 52,963,695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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