Salvatore Gioe
Professional summary
Salvatore Gioe was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Salvatore is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Salvatore had worked at 14 firms, which includes CHELSEA FINANCIAL SERVICES, AVENIR FINANCIAL GROUP, LEGEND SECURITIES INC., PHX FINANCIAL INC., CHARLES VISTA LLC, AEGIS CAPITAL CORP., JOHN THOMAS FINANCIAL, FIRST MIDWEST SECURITIES INC., THE CONCORD EQUITY GROUP LLC, GRANITE ASSOCIATES INC, SECURITIES SERVICE NETWORK LLC, CANTELLA & CO. INC., LADENBURG CAPITAL MANAGEMENT INC., HAPOALIM SECURITIES USA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2016 - March 16, 2016
CHELSEA FINANCIAL SERVICES
January 29, 2015 - February 26, 2016
AVENIR FINANCIAL GROUP
May 21, 2014 - June 12, 2014
LEGEND SECURITIES, INC.
October 9, 2012 - December 10, 2014
PHX FINANCIAL, INC.
October 5, 2010 - October 18, 2011
CHARLES VISTA LLC
June 28, 2010 - October 5, 2010
AEGIS CAPITAL CORP.
October 21, 2008 - July 26, 2010
JOHN THOMAS FINANCIAL
October 16, 2006 - November 20, 2008
FIRST MIDWEST SECURITIES, INC.
February 28, 2006 - November 14, 2006
THE CONCORD EQUITY GROUP, LLC
February 25, 2005 - March 2, 2006
GRANITE ASSOCIATES, INC
January 4, 2005 - February 25, 2005
SECURITIES SERVICE NETWORK, LLC
November 20, 2001 - December 31, 2004
CANTELLA & CO., INC.
July 16, 2001 - December 4, 2001
LADENBURG CAPITAL MANAGEMENT INC.
May 15, 2001 - July 25, 2001
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
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