Erik R. Albertson

CHERRY CREEK FINANCIAL ADVISORS

Valley, NE

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CRD#: 4390840

Professional summary

Erik Rolland Albertson is a registered financial advisor currently at CHERRY CREEK FINANCIAL ADVISORS, INC. located in Valley, Nebraska.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Erik has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Rolland Albertson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2002 - Present

CHERRY CREEK FINANCIAL ADVISORS, INC.

RIA

CRD#: 122144

Valley, NE

Past

February 28, 2002 - September 12, 2002

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

June 1, 2001 - November 9, 2001

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(11/19/2002)

IAR

Texas
(1/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/6/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/18/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/31/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CHERRY CREEK FINANCIAL ADVISORS, INC.

CRD#: 122144 / SEC#:

California

Registered Investment Advisory firm - (2/11/2016 Terminated)

Colorado

Registered Investment Advisory firm - (4/29/2022 Terminated)

Nebraska

Registered Investment Advisory firm - (11/19/2002 Approved)

Texas

Registered Investment Advisory firm - (1/14/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Valley, NE

Mailing Address

Phone number

(303) 918-7030

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	155
AUM (Assets Under Management)	$ 22,097,543

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Erik R. Albertson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Rolland Albertson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHERRY CREEK FINANCIAL ADVISORS, INC.

QUEST CAPITAL STRATEGIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2002

Series 63

Date: 6/6/2001

Series 7

Date: 3/18/2002

Series 6

Date: 5/31/2001

Current Firm

CHERRY CREEK FINANCIAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHERRY CREEK FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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