Lakshmi Nagarajan
HOLISTIC WEALTH ADVISORS
CLIFTON PARK, NY 12065
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CRD#: 4390490
Professional summary
Lakshmi Nagarajan, CFP® is a registered financial advisor currently at HOLISTIC WEALTH ADVISORS located in Clifton Park, New York and LPL FINANCIAL LLC located in Clifton Park, New York.
Lakshmi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Lakshmi has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Life Transitions
Retirement Income Management
Budgeting
Retirement Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/15/2018 - Holistic Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2) 2/15/2018 - The Albany Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - 4 Hours Per Month During Securities Trading - Time Spent 1% - LTC, Life, Fixed Annunity. 3) 4/10/2018 - Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/13/2018 - 10 Hours Per Month During Securities Trading 4) 08/07/2023 - AIB Advisors Insurance Brokers - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/27/2023 - 5 Hours Per Month/ 5 Hours During Trading 5) 12/19/2024- Holistic Wealth Advisors- Registered Investment Advisor-I provide investment advisory services through Holistic Wealth Advisors, an independent investment advisor firm. I started this business activity in 12/2204. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. - INV Related- At Reported Business Location(s) - Start date 12/18/2024- 20 Hours Per Month- 20 Hours Per Trading
CRS (Client Relationship Summary) - RIA
Click below to view Lakshmi Nagarajan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
December 16, 2024 - Present
HOLISTIC WEALTH ADVISORS
Office #1: 5 Southside Drive Suite 204, Clifton Park, NY 12065RIA
CRD#: 332918
CLIFTON PARK, NY
Current
February 15, 2018 - Present
LPL FINANCIAL LLC
Office #1: 5 Southside Drive, Ste. 204, Clifton Park, NY 12065RIA
BD
CRD#: 6413
Clifton Park, NY
Past
February 16, 2018 - December 23, 2024
STRATOS WEALTH PARTNERS, LTD
RIA
CRD#: 153184
Clifton Park, NY
Past
January 6, 2015 - February 15, 2018
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CLIFTON PARK, NY
Past
November 8, 2012 - October 29, 2014
HOLISTIC PRIVATE WEALTH, LLC
RIA
CRD#: 152540
CLIFTON PARK, NY
Past
September 16, 2005 - December 31, 2012
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CLIFTON PARK, NY
Past
February 6, 2004 - September 15, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Past
January 15, 2002 - January 1, 2004
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
GLEN ALLEN, VA
Past
January 15, 2002 - February 15, 2018
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
CLIFTON PARK, NY
Past
August 1, 2001 - December 31, 2002
GE INVESTMENT DISTRIBUTORS, INC
BD
CRD#: 32087
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HOLISTIC WEALTH ADVISORS
HOLISTIC WEALTH ADVISORS
CRD#: 332918 / SEC#: 801-131511
RIA
Registered Investment Advisory firm - (11/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(4/25/2022)
RR
Florida(2/15/2018)
RR
Illinois(2/15/2018)
RR
Maine(1/19/2023)
RR
Massachusetts(2/15/2018)
RR
New Hampshire(2/15/2018)
RR
New York(2/15/2018)
IAR
New York(12/16/2024)
RR
North Carolina(3/22/2018)
RR
Ohio(1/20/2022)
IAR
Texas(12/16/2024)
RR
Texas(10/21/2025)
RR
Virginia(1/4/2024)
RR
West Virginia(10/31/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HW
HOLISTIC WEALTH ADVISORS
HOLISTIC WEALTH ADVISORS
CRD#: 332918 / SEC#: 801-131511
RIA
Registered Investment Advisory firm - (11/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5 Southside Drive Suite 204, Clifton Park, NY 12065
Mailing Address
Phone number
(518) 357-3858
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,097 |
| AUM (Assets Under Management) | $ 234,323,910 |
Red Flags
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Company Information
HOLISTIC WEALTH ADVISORS
CRD#: 332918Clifton Park, NY 12065TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
