Timothy M. Long
UNITED CAPITAL FINANCIAL ADVISORS | Wealth Advisor
LITTLE ROCK, AR 72223
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CRD#: 4390440
Professional summary
Timothy Michael Long, CFP®, who also goes by Tim Long, is a registered financial advisor currently at UNITED CAPITAL FINANCIAL ADVISORS located in Little Rock, Arkansas.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Timothy has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Core Areas of Focus
Comprehensive Financial Planning
Attending College
401(k)/403(b)/IRAs
Charitable & Planned Giving
Asset Allocation
Career Change
Investment Management
Estate Planning
Employee Benefits
Government & Military
Getting Divorced
Getting Married
Mutual Funds
Insurance
Retirement
Stocks & Bonds
Life Planning
Long-term Care
Sudden Wealth
Biography
Tim Long focuses on helping clients live their best financial lives at the Little Rock office of United Capital Financial Advisors. Tim helps provide comprehensive solutions to give clients the confidence and freedom to pursue their priorities and goals so that they have more time to focus on what matters most.
Tim began his career in financial services over 20 years ago, assisting clients as a Financial Adviser with an international firm. Prior to entering the financial services industry, he served as a Logistics Officer in the United States Marine Corps in the U.S. and Okinawa, Japan.
Tim received a B.A. in English Literature with Cum Laude honors from the University of Notre Dame and has earned the CERTIFIED FINANCIAL PLANNER™ designation. He is also a member of the Financial Planning Association (FPA) and has served on the board of the FPA of Arkansas.
Outside the office, Tim lives in Little Rock, Arkansas, with his wife, Gabrielle. He is an avid distance cyclist and has completed many century (100-mile) and metric century (62-mile) events. Tim also serves on various boards in his local community.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Planning
Employee and Employer Plan Ben...
Estate Planning
Insurance Planning
Investment Planning
Life Transitions
Are you a "fiduciary"?
Yes
Aliases
Tim Long
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Michael Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
May 15, 2015 - Present
UNITED CAPITAL FINANCIAL ADVISORS
Office #1: 12511 Cantrell Road, Little Rock, AR 72223RIA
CRD#: 134600
LITTLE ROCK, AR
Past
January 13, 2012 - May 15, 2015
HUTCHINSON FINANCIAL, INC.
RIA
CRD#: 111913
LITTLE ROCK, AR
Past
April 26, 2006 - August 17, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
N. LITTLE ROCK, AR
Past
April 26, 2006 - August 17, 2009
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
N. LITTLE ROCK, AR
Past
September 2, 2005 - November 30, 2005
FIRST COMMAND BROKERAGE SERVICES, INC.
RIA
CRD#: 3641
NORTH LITTLE ROCK, AR
Past
January 4, 2005 - September 2, 2005
FIRST COMMAND BANK
RIA
CRD#: 128851
FORT WORTH, TX
Past
May 15, 2001 - November 30, 2005
FIRST COMMAND BROKERAGE SERVICES, INC.
BD
CRD#: 3641
FORT WORTH, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(5/15/2015)
IAR
Kansas(5/15/2015)
IAR
Louisiana(6/3/2019)
IAR
Missouri(5/15/2015)
IAR
Oklahoma(5/15/2015)
IAR
Texas(5/15/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
UC
UNITED CAPITAL FINANCIAL ADVISORS
FINLIFE PARTNERS | UNITED CAPITAL WEALTH | UNITED CAPITAL RETIREMENT ADVISERS | UNITED CAPITAL PRIVATE WEALTH COUNSELING | UNITED CAPITAL FINANCIAL LIFE MANAGEMENT | UNITED CAPITAL FINANCIAL ADVISORS, LLC | UNITED CAPITAL FINANCIAL ADVISORS | UNITED CAPITAL FINANCIAL ADVISERS, LLC | UNITED CAPITAL FINANCIAL ADVISERS, INC. | UNITED CAPITAL FINANCIAL ADVISERS | UNITED CAPITAL | UCFA, LLC | UCFA | PFM | GS PFM | GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT
CRD#: 134600 / SEC#: 801-64376
RIA
Registered Investment Advisory firm - (6/9/2005 Approved)PREMIUM
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Contact information
Main Address
125 E John Carpenter Frwy Suite 1300, Irving, TX 75062
Mailing Address
Phone number
(972) 822-2055
Established
Firm type
Fiscal year end
# of Employees
271
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,738 |
| AUM (Assets Under Management) | $ 17,211,052,120 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/01/2024 | ||
| 10/30/2023 | ||
| 01/26/2023 |
Red Flags
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Company Information
UNITED CAPITAL FINANCIAL ADVISORS
Wealth AdvisorCRD#: 134600Little Rock, AR 72223TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
