Charles M. Studness
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Michael Studness was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1971. Charles had worked at 5 firms and has passed the Series 1, Series 27, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 1984 - June 25, 2012
STUDNESS RESEARCH, INC.
June 18, 1980 - December 15, 1983
GREELEY SECURITIES, INC.
September 8, 1976 - August 21, 1979
E. F. HUTTON & COMPANY INC
June 18, 1973 - August 24, 1976
BAKER, WEEKS & CO., INC.
October 27, 1971 - June 23, 1973
SPENCER TRASK & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/25/1971
Registered Representative ExaminationSeries 40
Date: 10/23/1978
Registered Principal ExaminationCurrent Firm
STUDNESS RESEARCH, INC.
CRD#: 15277 / SEC#: 801-74609, 8-31935
Contact information
Documents
Red Flags
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