Ryan D. Ossanna
Professional summary
Ryan Dean Ossanna is a registered financial professional currently at FIS BROKERAGE & SECURITIES SERVICES LLC located in Bolingbrook, Illinois.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Dean Ossanna's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2023 - Present
FIS BROKERAGE & SECURITIES SERVICES LLC
Office #1: 270 Remington Blvd. Suite A, Bolingbrook, IL 60440February 2, 2009 - October 6, 2009
CHASE INVESTMENT SERVICES CORP.
February 28, 2007 - May 10, 2007
EMPOWER FINANCIAL SERVICES, INC.
August 30, 2001 - October 17, 2001
QUASAR DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/11/2023)
(3/31/2023)
Exams
Series 99TO
Date: 9/12/2023
Operations Professional ExaminationSeries 7TO
Date: 2/17/2023
General Securities Representative ExaminationFINRA
Current Firm
FIS BROKERAGE & SECURITIES SERVICES LLC
CRD#: 104162 / SEC#: , 8-52614
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIS CAPITAL MARKETS US LLC | SOLE MEMBER | |
| DAMIS, JENEL CARIMA | CHIEF COMPLIANCE OFFICER | 3261583 |
| HECKER, STEVEN MICHAEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 3088510 |
| PETERS, DAVID TODD | BOARD MEMBER, ASSISTANT SECRETARY | 7798286 |
| VOGEL, MICHAEL FRANCIS | CHIEF EXECUTIVE OFFICER AND PRESIDENT, BOARD MEMBER, SECRETARY | 2814935 |
Disclosures
| Regulatory Event | 23 |
Red Flags
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