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JH

Jerry A. Hemmer

PARK AVENUE SECURITIES LLC
Fort Myers, FL 33912
Some features on this profile are disabled
CRD#: 4389963
JH

Professional summary


Jerry Andrew Hemmer is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Fort Myers, Florida.

Jerry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jerry has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTY-Rental Property in NJ , Start: 01/01/2007, Address: 39 Azimuth Court Holmdel, NJ 07733, 5 bus hrs per month, Investment related, 2. ASPCG LLC- building that our agency is house in. Start: 11/17/2017, Address: 14021 Metropolis Ave Fort Myers, FL 33912, 5 non bus hrs per month, Investment related, 3. Alliance Financial group of Central & South Florida, LLC-LLC to operate our General agency of Guardian Life Insurance and Park Ave. Securities,. Start: 08/30/2013, Address: 14021 Metropolis Ave.Fort Myers, FL 33912, 160 bus hrs per month, Investment related, >10% annual compensation, 4. Jayden's Journey Incorporated-President, Start: 06/01/2018, Address: n/a 5 total hours per month; 5 during securities trading hours, Not Investment related, No annual compensation, 5. Jerry A. Hemmer LLC-Creating a separate entity for the purposes of my payroll, Start: 10/01/2020, Address: 14021 Metropolis Ave. Fort Myers, FL 33912, 0 total hours per month, Not Investment related, >10% annual compensation, 6. LGMAC LLC- Building in Naples FL, Start: 10/28/2020, Address: 14021 Metropolis Ave. Fort Myers, FL 33912, 5 total hours per month, 5 during securities trading hours, Investment related, No annual compensation, 7. LGMAC2 LLC- Real Estate company for the purpose of owning a property in Naples., Start: 02/10/2023, Address: 14021 Metropolis Ave. Fort Myers, FL 33912, 5 total hours per month, 0 during securities trading hours, Investment related, Less than 10% annual compensation, 8. HK Global Adventures, LLC-Boat Charter, Start: 05/03/2024, Address: 110 Tahiti Circle Naples, FL 34113, 2 total hours per month; 0 during securities trading hours, Not Investment related, Less than 10% annual compensation,

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jerry Andrew Hemmer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD


Click below to view Jerry Andrew Hemmer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 20, 2006 - Present

PARK AVENUE SECURITIES LLC

Office #1: 14021 Metropolis Ave., Fort Myers, FL 33912
RIA
BD
CRD#: 46173
Fort Myers, FL
Current

December 17, 2004 - Present

PARK AVENUE SECURITIES LLC

Office #1: 14021 Metropolis Ave., Fort Myers, FL 33912
RIA
BD
CRD#: 46173
Fort Myers, FL
Past

December 4, 2002 - August 11, 2004

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/7/2014)
RR
Alaska
(1/12/2017)
RR
Arizona
(1/23/2009)
IAR
Arizona
(2/14/2019)
RR
Arkansas
(3/7/2014)
RR
California
(4/20/2009)
RR
Colorado
(3/7/2014)
RR
Connecticut
(6/13/2008)
IAR
Connecticut
(4/21/2009)
RR
Delaware
(3/7/2014)
RR
District of Columbia
(1/19/2011)
RR
Florida
(1/6/2006)
IAR
Florida
(6/21/2006)
RR
Georgia
(4/24/2009)
RR
Hawaii
(9/5/2018)
RR
Idaho
(5/7/2019)
RR
Illinois
(6/5/2009)
RR
Indiana
(3/7/2014)
RR
Iowa
(3/7/2014)
RR
Kansas
(3/7/2014)
RR
Kentucky
(3/7/2014)
RR
Louisiana
(2/11/2014)
RR
Maine
(3/7/2014)
RR
Maryland
(8/14/2009)
IAR
Maryland
(1/6/2021)
RR
Massachusetts
(4/23/2009)
IAR
Massachusetts
(4/29/2009)
RR
Michigan
(3/7/2014)
RR
Minnesota
(3/7/2014)
RR
Mississippi
(3/7/2014)
RR
Missouri
(3/7/2014)
RR
Montana
(7/24/2015)
RR
Nebraska
(3/3/2010)
RR
Nevada
(3/7/2014)
RR
New Hampshire
(3/7/2014)
RR
New Jersey
(12/17/2004)
IAR
New Jersey
(6/20/2006)
RR
New Mexico
(3/7/2014)
RR
New York
(12/17/2004)
IAR
New York
(4/16/2021)
RR
North Carolina
(6/4/2009)
RR
North Dakota
(10/1/2018)
RR
Ohio
(7/23/2008)
IAR
Ohio
(10/20/2022)
RR
Oklahoma
(3/7/2014)
IAR
Oklahoma
(6/6/2019)
RR
Oregon
(3/7/2014)
RR
Pennsylvania
(4/19/2006)
IAR
Pennsylvania
(4/11/2011)
RR
Puerto Rico
(11/13/2017)
RR
Rhode Island
(3/7/2014)
RR
South Carolina
(12/15/2008)
IAR
South Carolina
(3/11/2009)
RR
South Dakota
(3/16/2022)
RR
Tennessee
(3/1/2024)
RR
Texas
(2/22/2010)
IAR
Texas
(2/20/2020)
RR
Utah
(3/7/2014)
RR
Vermont
(3/7/2014)
RR
Virginia
(7/13/2006)
IAR
Virginia
(5/31/2013)
RR
Washington
(10/7/2008)
RR
West Virginia
(2/27/2015)
RR
Wisconsin
(3/7/2014)
RR
Wyoming
(3/7/2014)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/31/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)
District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984

SEC notice filing (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PAS FORM ADV REVISED FIRM BROCHURE (3/19/2025)

Direct owners and executive officers


NamePositionCRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICAOWNER
BOGGS, ALLEN WARRENHEAD OF PRODUCT & SUPERVISION4751363
CASWELL, MARIANNE GRACEPRESIDENT AND ELECTED MEMBER6424651
DAVARASHVILI, KATEFINOP/PRINCIPAL FINANCIAL OFFICER.5642325
DESROCHERS, CARLELECTED MEMBER7807194
GALLO, JOSEPH MICHAELCHIEF COMPLIANCE OFFICER3108044
HERGAN, JOSHUA NEILGENERAL COUNSEL4572643
LESINA, LEYLA ADAELECTED MEMBER3004323
MAHER, CARLY PRITCHARDHEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS4003223
PERRY, MICHAEL ANDREWELECTED MEMBER2688179
RYNIKER, MICHAEL JOHNPRINCIPAL OPERATIONS OFFICER2474604

Regulatory assets under management


Total Number of Accounts71,074
AUM (Assets Under Management)$ 14,998,852,974

Disclosures


Regulatory Event20
Arbitration3

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
11/25/2025
Cover Page
01/22/2025
11/15/2023

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARK AVENUE SECURITIES LLC

CRD#: 46173Fort Myers, FL 33912

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