JM
John M. Mcarthur
KRILOGY
St. Louis, MO 63141
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CRD#: 4389397
JM
Professional summary
John Michael Mcarthur, CIMA®, who also goes by John M Mcarthur, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri and SAXONY SECURITIES, INC. located in St. Louis, Missouri.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John M Mcarthur
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)VARIOUS INSURANCE AGENCIES (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. Lindbergh, Suite 20,0, ST LOUIS, MO 63141; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; BEGAN 02/2012; 1-160 HRS/MO; INSURANCE POLICY SALES 2)KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. Lindbergh, Suite 20, ST LOUIS, MO 63141; INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 02/2012; 160 HRS/MO; CONDUCT ADVISORY BUSINESS THROUGH RIA; 3)Krilogy Financial, LLC, DBA for investment related activity; 4)Krilogy Advisors, LLC, investment related,275 N. Lindbergh, Suite 20, St Louis, MO 63141; Partner and Capital holding account for Krilogy Financial,LLC, Senior Partner - Chief Investment Officer, Began 2013; 0 HRS/MO; Ownership Interest and Signing authority for Capital Holding account for Krilogy Financial, LLC. 5) Financial Advisory Council for CNL Securities Corp., investment related, CNL Center at City Commons 450 S. Orange Ave. Orlando, FL. 32801-3336, RIA roundtable, Council Representative, start date 6/23/2016, 1 hour per month during non-trading hours, duties include sharing industry opinions and perspectives in a non-public forum. 6)John & Kent's Fund, LLC., investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, ownership in Krilogy Capital Management Partners LLC., Krilogy Capital Management Partners II LLC., Krilogy Capital Management LLC, and Krilogy Capital Management II, LLC 50% Managing member of the LLC., started 01/16/2017, 0 hours per month during securities trading hours, managing member of a private funds under the Investment Company Act of 1940. 7) Krilogy Capital Management Partners LLC., investment related, 3622 Lyckan Pkwy Ste 3004-B Durham, NC 27707, General Partner for KCM Tax-Advantaged Total Return Bond Fund, LP, general partner, Started on September 9, 2017, 8 hours per month, 5 hours per month during trading hours, Ownership interest. 8)Krilogy Capital Management LLC, investment related, 3622 Lyckan Pkwy Ste 3004-B Durham, NC 27707, INVESTMENT MANAGER FOR KCM Tax-Advantaged Total Return Bond Fund, LP, Owner, Started on September 9, 2017, 0 hours per month, 0 hours per month during trading hours, Ownership interest. 9) Krilogy Tax Services, LLC., non-investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, tax preparation services, Owner, Started on January 12, 2018, 5 hours per month during non-trading hours, ownership interest in new subsidiary of Krilogy, LLC. 10)Krilogy Capital Management Partners II, LLC., investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, General Partner for KCM Catapult Large Cap Growth Equity Fund, LP, general partner, Started on 9/12/17, 12 hours per month, 5 hours per month during trading hours, Ownership interest. 11) Krilogy Capital Management II, LLC, investment related, 275 N. Lindbergh, Suite 20, St. Louis, MO 63141, Investment Manager for KCM Catapult Large Cap Growth Equity Fund, LP, Owner, Started on 9/12/17, 12 hours per month, 5 hours per month during trading hours, Ownership Interest. 12) Jake Jobe LLC., IR, 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; Investment Club, member, Began 12/30/2021; Purpose-purchase FinTop Capital 13) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 11/28/2014; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services 14) K Plans; Non-Investment Related; 275 N Lindbergh Blvd Ste 20, St. Louis, MO 63141; Pension, 401K & Retirement Plan Services; Owner; Started 5/14/2025; 5 hours per month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Mcarthur's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 24, 2012 - Present
KRILOGY
Office #1: 275 N. Lindbergh Ste. 20, St. Louis, MO 63141RIA
CRD#: 149046
St. Louis, MO
Current
November 28, 2014 - Present
SAXONY SECURITIES, INC.
Office #1: 275 N. Lindbergh Suite 20, St. Louis, MO 63141BD
CRD#: 115547
St. Louis, MO
Past
February 21, 2012 - November 28, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
ST. LOUIS, MO
Past
June 1, 2009 - February 27, 2012
MORGAN STANLEY
RIA
CRD#: 149777
CHESTERFIELD, MO
Past
June 1, 2009 - February 27, 2012
MORGAN STANLEY
BD
CRD#: 149777
CHESTERFIELD, MO
Past
September 5, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
CHESTERFIELD, MO
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
CHESTERFIELD, MO
Past
January 12, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
CHESTERFIELD, MO
Past
June 7, 2001 - January 19, 2007
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KR
KRILOGY
GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC
CRD#: 149046 / SEC#: 801-69838
RIA
Registered Investment Advisory firm - (1/12/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(11/28/2014)
RR
Illinois(11/28/2014)
IAR
Missouri(5/5/2014)
RR
Missouri(11/28/2014)
IAR
Texas(6/25/2014)
RR
Texas(11/28/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KR
KRILOGY
GSG ADVISORS LLC | NAME 605 | KRILOGY TEXAS | KRILOGY FINANCIAL LLC | KRILOGY ADVISORS LLC | KRILOGY | KPS | K PLANS | GSTLG ADVISORS LLC
CRD#: 149046 / SEC#: 801-69838
RIA
Registered Investment Advisory firm - (1/12/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
275 N. Lindbergh Ste. 20, St. Louis, MO 63141
Mailing Address
Phone number
(314) 884-2800
Established
Firm type
Fiscal year end
# of Employees
82
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,780 |
| AUM (Assets Under Management) | $ 4,954,332,013 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 02/27/2025 | ||
| 10/12/2023 | ||
| 01/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KRILOGY
CRD#: 149046St. Louis, MO 63141TRUST BUT VERIFY
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