George F. Lee
Professional summary
George Frederick Lee JR, CFP®, who also goes by George Fredrick Lee Jr, Fred Lee, is a registered financial advisor currently at OAK SPRINGS WEALTH MANAGEMENT, LLC located in Knoxville, Tennessee.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. George has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George Frederick Lee JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2013
Experience
August 13, 2012 - Present
OAK SPRINGS WEALTH MANAGEMENT, LLC
October 8, 2009 - September 5, 2012
BPV CAPITAL MANAGEMENT, LLC
March 7, 2007 - August 19, 2009
MORGAN KEEGAN & COMPANY, LLC
February 28, 2007 - August 19, 2009
MORGAN KEEGAN & COMPANY, LLC
February 9, 2004 - February 28, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
May 14, 2003 - February 28, 2007
AMSOUTH INVESTMENT SERVICES, INC.
June 7, 2002 - May 7, 2003
EDWARD JONES
June 8, 2001 - June 13, 2002
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2012)
(1/14/2013)
Exams
Current Firm
OAK SPRINGS WEALTH MANAGEMENT, LLC
CRD#: 164332 / SEC#: 801-76888
Contact information
Regulatory assets under management
| Total Number of Accounts | 150 |
| AUM (Assets Under Management) | $ 52,199,071 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/18/2025 | ||
| 09/25/2024 | ||
| 10/25/2023 | ||
| 11/23/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
