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JS

Joseph W. Shenton

PERMANENT CAPITAL MANAGEMENT, LP
CHICAGO, IL 60607
Some features on this profile are disabled
CRD#: 4389342
JS

Professional summary

Joseph W. Shenton JR., who also goes by Joseph Wentz Shenton Jr., Joseph W. Shenton Jr. Jr., Joseph W. Shenton Jr., Joseph Wentz Shenton,jr, is a registered financial advisor currently at PERMANENT CAPITAL MANAGEMENT, LP located in Chicago, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joseph Wentz Shenton Jr. | Joseph W. Shenton Jr. Jr. | Joseph W. Shenton Jr. | Joseph Wentz Shenton,jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph W. Shenton JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2023 - Present

PERMANENT CAPITAL MANAGEMENT, LP

Office #1: 167 N Green Street Suite 1360, Chicago, IL 60607
RIA
CRD#: 328318
CHICAGO, IL
Past

August 10, 2015 - February 23, 2024

SUMMIT TRAIL ADVISORS, LLC

RIA
CRD#: 220519
CHICAGO, IL
Past

January 21, 2009 - August 8, 2015

BARCLAYS CAPITAL INC.

RIA
CRD#: 19714
CHICAGO, IL
Past

September 22, 2008 - August 8, 2015

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
CHICAGO, IL
Past

March 9, 2007 - October 15, 2008

LEHMAN BROTHERS INC.

RIA
CRD#: 7506
CHICAGO, IL
Past

March 9, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
CHICAGO, IL
Past

August 29, 2001 - March 16, 2007

ALLIANCEBERNSTEIN L.P.

RIA
CRD#: 108477
CHICAGO, IL
Past

August 21, 2001 - March 14, 2007

SANFORD C. BERNSTEIN & CO., LLC

BD
CRD#: 104474
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PERMANENT CAPITAL MANAGEMENT, LP
PERMANENT CAPITAL MANAGEMENT, LP

CRD#: 328318 / SEC#: 801-128881

RIA
Registered Investment Advisory firm - (10/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(10/16/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/27/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/8/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/31/2014
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 8/8/2001
Futures Managed Funds Examination

Current Firm

PC
PERMANENT CAPITAL MANAGEMENT, LP
PERMANENT CAPITAL MANAGEMENT, LP

CRD#: 328318 / SEC#: 801-128881

RIA
Registered Investment Advisory firm - (10/10/2023 Approved)
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Contact information

Main Address
167 N Green Street Suite 1360, Chicago, IL 60607
Mailing Address
Phone number
(773) 343-4697
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PERMANENT CAPITAL DISCLOSURE BROCHURE (11/17/2025)

Regulatory assets under management

Total Number of Accounts99
AUM (Assets Under Management)$ 742,150,141

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/28/2025
Cover Page
Report
06/27/2025
Cover Page
Report
10/10/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERMANENT CAPITAL MANAGEMENT, LP

CRD#: 328318Chicago, IL 60607

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