Joseph W. Shenton

PERMANENT CAPITAL MANAGEMENT, LP

Chicago, IL 60607

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CRD#: 4389342

Professional summary

Joseph W. Shenton JR., who also goes by Joseph Wentz Shenton Jr., Joseph W. Shenton Jr. Jr., Joseph W. Shenton Jr., Joseph Wentz Shenton,jr, is a registered financial advisor currently at PERMANENT CAPITAL MANAGEMENT, LP located in Chicago, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph Wentz Shenton Jr. | Joseph W. Shenton Jr. Jr. | Joseph W. Shenton Jr. | Joseph Wentz Shenton,jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CEC - CHICAGOLAND ENTREPRENEURIAL 200 EAST RANDOPH ST. SUITE 2200 CHICAGO, IL 60601 NOT INVESTMENT RELATED NOT FOR PROFIT MEMBER, BOARD OF DIRECTORS AFFILIATION BEGIN DATE 10/01/2011 AFFILIATION END DATE NO END DATE 0 HOURS PER MONTH DURING BUSINESS HOURS/ 0 HOURS AFTER BUSINESS HOURS PER MONTH 2) SHORE CAPITAL PARTNERS, LLC, NON-INVESTMENT RELATED; 1 E WACKER DRIVE, CHICAGO, IL 60601; OPERATING PARTNER; 4/2021; 2 HOURS PER MONTH; ATTEND QUARTERLY MEETINGS AND ASSIST WITH STRATEGIC INITIATIVES 3) RELISH WORKS, LLC; INVESTMENT RELATED; 222 W MERCHANDISE MART PLAZA, CHICAGO, IL 60654; ADVISOR; 10/2017; 2 HOURS PER MONTH; ASSIST WITH STRATEGIC INITIATIVES OF THE BOARD AND EVALUATE INVESTMENT SYNDICATE PARTNERS 4) EVOLUTION RISK PARTNERS, LLC; NON-INVESTMENT RELATED; 909 DAVIS STREET, EVANSTON IL 60201; BOARD MEMBER; 8/2018; 3 HOURS PER MONTH; GENERAL GOVERNANCE AND BUSINESS RELATED MATTERS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph W. Shenton JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

PERMANENT CAPITAL MANAGEMENT, LP

Office #1: 333 N Green Street Suite 818, Chicago, IL 60607

RIA

CRD#: 328318

Chicago, IL

Past

August 10, 2015 - February 23, 2024

SUMMIT TRAIL ADVISORS, LLC

RIA

CRD#: 220519

CHICAGO, IL

Past

January 21, 2009 - August 8, 2015

BARCLAYS CAPITAL INC.

RIA

CRD#: 19714

CHICAGO, IL

Past

September 22, 2008 - August 8, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

CHICAGO, IL

Past

March 9, 2007 - October 15, 2008

LEHMAN BROTHERS INC.

RIA

CRD#: 7506

CHICAGO, IL

Past

March 9, 2007 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

CHICAGO, IL

Past

August 29, 2001 - March 16, 2007

ALLIANCEBERNSTEIN L.P.

RIA

CRD#: 108477

CHICAGO, IL

Past

August 21, 2001 - March 14, 2007

SANFORD C. BERNSTEIN & CO., LLC

CRD#: 104474

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERMANENT CAPITAL MANAGEMENT, LP

CRD#: 328318 / SEC#: 801-128881

RIA

Registered Investment Advisory firm - (10/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/8/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/31/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/20/2001

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 8/8/2001

Futures Managed Funds Examination

Current Firm

PERMANENT CAPITAL MANAGEMENT, LP

CRD#: 328318 / SEC#: 801-128881

RIA

Registered Investment Advisory firm - (10/10/2023 Approved)

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Contact information

Main Address

333 N Green Street Suite 818, Chicago, IL 60607

Mailing Address

Phone number

(312) 961-8251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERMANENT CAPITAL DISCLOSURE BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	99
AUM (Assets Under Management)	$ 742,150,141

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
06/27/2025	Cover Page	Report
10/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph W. Shenton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph W. Shenton JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMIT TRAIL ADVISORS, LLC

BARCLAYS CAPITAL INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS INC.

ALLIANCEBERNSTEIN L.P.

SANFORD C. BERNSTEIN & CO., LLC

Primary Firm SEC Registration

PERMANENT CAPITAL MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2001

SIE

Date: 8/8/2015

Series 3

Date: 12/31/2014

Series 7

Date: 8/20/2001

Series 31

Date: 8/8/2001

Current Firm

PERMANENT CAPITAL MANAGEMENT, LP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERMANENT CAPITAL MANAGEMENT, LP

TRUST BUT VERIFY

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