AK
Akbar K. Kassam
PROACTIVE WEALTH STRATEGIES
Marietta, GA 30068
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CRD#: 4389327
AK
Professional summary
Akbar Kassamali Kassam is a registered financial advisor currently at PROACTIVE WEALTH STRATEGIES, LLC located in Marietta, Georgia and LPL FINANCIAL LLC located in Marietta, Georgia.
Akbar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Akbar has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 02/14/2018 - PWS Real Estate, LLC - Not Investment Related - Marietta, GA - Real Estate Rental - Co-owner - Start Date 5/31/2016 - 1 Hours Per Month/0 During Securities Trading. 2. 02/14/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - AGENT - Start Date 07/01/2011 - 4 Hours Per Month/1 During Securities Trading. 3. 02/14/2018 - NEW JUBILEE INVESTORS LLC - Not Investment Related - 746 HOLCOMB BRIDGE RD NORCROSS GA 30071 - For-profit Business - Member - Start Date 3/15/07 - Time Spent 1%. 4. 11/23/2018 - Proactive Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/14/2018 - 2 Hours Per Month During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Akbar Kassamali Kassam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 20, 2022 - Present
PROACTIVE WEALTH STRATEGIES, LLC
Office #1: 533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068RIA
CRD#: 318872
Marietta, GA
Current
February 14, 2018 - Present
LPL FINANCIAL LLC
Office #1: 533 Johnson Ferry Rd Bldg C-100, Marietta, GA 30068RIA
BD
CRD#: 6413
MARIETTA, GA
Past
February 14, 2018 - June 29, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
August 27, 2014 - February 14, 2018
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
MARIETTA, GA
Past
May 18, 2011 - February 14, 2018
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
MARIETTA, GA
Past
September 24, 2007 - May 18, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
MARIETTA, GA
Past
January 14, 2004 - September 26, 2007
CETERA ADVISORS LLC
BD
CRD#: 10299
ATLANTA, GA
Past
December 10, 2001 - October 3, 2003
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
August 21, 2001 - August 24, 2001
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PROACTIVE WEALTH STRATEGIES, LLC
PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC
CRD#: 318872 / SEC#: 801-123491
RIA
Registered Investment Advisory firm - (3/22/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/14/2018)
RR
Colorado(2/14/2018)
RR
Connecticut(10/30/2019)
RR
Florida(2/14/2018)
RR
Georgia(2/14/2018)
IAR
Georgia(4/20/2022)
RR
Illinois(2/14/2018)
RR
Kentucky(2/14/2018)
RR
Maryland(2/14/2018)
RR
Massachusetts(10/30/2019)
RR
Michigan(2/14/2018)
RR
New York(2/14/2018)
RR
North Carolina(2/14/2018)
RR
Puerto Rico(7/18/2024)
RR
South Carolina(2/14/2018)
RR
Tennessee(2/14/2018)
RR
Texas(2/14/2018)
RR
Washington(2/14/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PROACTIVE WEALTH STRATEGIES, LLC
PATTON FINANCIAL ASSOCIATES | PROACTIVE WEALTH STRATEGIES, LLC | PROACTIVE WEALTH SOLUTIONS LLC
CRD#: 318872 / SEC#: 801-123491
RIA
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Contact information
Main Address
533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068
Mailing Address
Phone number
(770) 971-4142
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 381 |
| AUM (Assets Under Management) | $ 253,549,812 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PROACTIVE WEALTH STRATEGIES, LLC
CRD#: 318872Marietta, GA 30068TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
