Christopher M. Laskaris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher M Laskaris, who also goes by Chris Laskaris, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 2 firms and has passed the Series 63, Series 7 and Series 55 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2002 - December 3, 2003
NT SECURITIES LLC
October 16, 2001 - January 7, 2002
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/24/2001
Limited Representative-Equity Trader ExamCurrent Firm
NT SECURITIES LLC
CRD#: 45694 / SEC#: , 8-51132
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NT FINANCIAL GROUP LLC | HOLDING COMPANY / SOLE CLASS A MEMBER | |
| BARBE TRADING LLC | CLASS B MEMBER | |
| CLAY WHITE TRADING LLC | CLASS B MEMBER | |
| MAJOR TRADING, LLC | CLASS B MEMBER | |
| NEWMAN, JEFFREY ALAN | CLASS B MEMBER | 2317856 |
| PFEIL COMMODITY FUND LLC | CLASS B MEMBER |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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