Edward K. Wong

ST GLOBAL MARKETS USA LLC

Great Neck, NY 11021

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CRD#: 4388478

Professional summary

Edward Kewei Wong is a registered financial professional currently at ST GLOBAL MARKETS USA LLC located in Great Neck, New York.

Edward is registered as a RR (Registered Representative) and started their career in finance in 2001. Edward has worked at 11 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EKW Consulting Services, LLC. 110-15 71RD, apt 5LM, Forest Hills, NY 11375; Owner. Approximately 40 hours a month with about half of that during market hours. President of Fairfax Owner's corp LLC, a volunteering position with no compensation nor employment contract.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Kewei Wong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2023 - Present

ST GLOBAL MARKETS USA LLC

Office #1: 45 N. Station Plaza Ste 209, Great Neck, NY 11021

CRD#: 324143

Great Neck, NY

Past

January 7, 2022 - December 31, 2022

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Great Neck, NY

Past

May 27, 2020 - December 31, 2021

QUINCY WELLS ADVISORS, LLC

RIA

CRD#: 307477

Forest Hills, NY

Past

September 24, 2019 - December 31, 2022

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

July 28, 2015 - June 7, 2018

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839

New York, NY

Past

June 27, 2013 - July 28, 2015

FOREFRONT CAPITAL MARKETS LLC

CRD#: 151812

NEW YORK, NY

Past

July 15, 2011 - February 1, 2013

LEGEND TRADING, LLC

CRD#: 150567

NEW YORK, NY

Past

November 25, 2009 - August 11, 2010

LEGEND TRADING, LLC

CRD#: 150567

NEW YORK, NY

Past

May 21, 2008 - July 1, 2013

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

June 14, 2007 - May 23, 2008

ABACUS INTERNATIONAL CAPITAL CORP.

CRD#: 32119

NEW YORK, NY

Past

May 9, 2006 - September 20, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

June 10, 2002 - August 26, 2003

GENESIS SECURITIES, LLC

CRD#: 46992

NEW YORK, NY

Past

June 8, 2001 - April 30, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/17/2023)

Delaware
(8/3/2023)

New Jersey
(10/24/2023)

New York
(7/30/2023)

Texas
(4/2/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/10/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 8/22/2025

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 6/7/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 8/3/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 6/7/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/13/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ST GLOBAL MARKETS USA LLC

CRD#: 324143 / SEC#: , 8-71021

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

45 N. Station Plaza Ste 209, Great Neck, NY 11021

Mailing Address

45 N. Station Plaza Ste 209, Great Neck, NY 11021

Phone number

(855) 800-1688

Established

Delaware since 10/20/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ST FINANCIAL LLC	OWNER
WONG, EDWARD KEWEI	SALES SUPERVISOR	4388478
LEWIS, RICHARD DONALD	CEO	7148238
MANZO, MARK THOMAS	FINOP	1229739
ROGE, SHARI RHENEE	CHIEF COMPLIANCE OFFICER	1312012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Edward K. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edward Kewei Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUINCY WELLS ADVISORS, LLC

QUINCY WELLS ADVISORS, LLC

GREAT POINT CAPITAL LLC

WILMINGTON CAPITAL SECURITIES, LLC

FOREFRONT CAPITAL MARKETS LLC

LEGEND TRADING, LLC

LEGEND TRADING, LLC

LEGEND SECURITIES, INC.

ABACUS INTERNATIONAL CAPITAL CORP.

G-2 TRADING,LLC

GENESIS SECURITIES, LLC

WORLDCO, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2019

Series 63

Date: 8/10/2007

Series 99TO

Date: 8/22/2025

SIE

Date: 6/7/2018

Series 55

Date: 8/3/2001

Series 7

Date: 6/7/2001

Series 24

Date: 2/13/2023

FINRA

Current Firm

ST GLOBAL MARKETS USA LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ST GLOBAL MARKETS USA LLC

TRUST BUT VERIFY

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