JK
James E. Kiley
STRATEGIC ADVISERS LLC
LAKE WORTH, FL
Some features on this profile are disabled
CRD#: 4388156
JK
Professional summary
James Edward Kiley, who also goes by James Kiley, James E Kiley, James Edward Kiley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lake Worth, Florida and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. James has worked at 7 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Kiley | James E Kiley | James Edward Kiley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-60167|OrgNmn:WEST BOYNTON TRAVEL BASEBALL, INC|Org Addr:BOYNTON BE,Florida,US|OBA Nature:TRAVEL BASEBALL|Invst Rel:N|Title:Officer|Duties:MANAGING CHECKING ACCOUNT AND MINOR EXPENSES, FILE THE NON-PROFIT ANNUAL REPORT AND E-POSTCARD WITH THE IRS ONLINE, AND ATTEND METTINGS TO DIS|StrtDt:03-13-20|TotHrs/mon:4|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view James Edward Kiley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
LAKE WORTH, FL
Current
August 3, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
September 2, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENACRES, FL
Past
February 12, 2015 - April 16, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
DELRAY BEACH, FL
Past
February 9, 2015 - April 16, 2021
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
DELRAY BEACH, FL
Past
August 19, 2011 - January 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JUPITER, FL
Past
August 18, 2011 - January 5, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JUPITER, FL
Past
December 8, 2009 - November 22, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
BOYNTON BEACH, FL
Past
November 23, 2009 - November 22, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
BOYNTON BEACH, FL
Past
November 17, 2008 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOCA RATON, FL
Past
July 7, 2008 - December 22, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOCA RATON, FL
Past
February 27, 2002 - September 16, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
June 18, 2001 - January 28, 2002
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/31/2021)
RR
Alaska(9/3/2021)
RR
Arizona(8/25/2021)
RR
Arkansas(9/20/2021)
RR
California(8/3/2021)
RR
Colorado(8/27/2021)
RR
Connecticut(8/25/2021)
RR
Delaware(8/31/2021)
RR
District of Columbia(8/3/2021)
RR
Florida(8/25/2021)
IAR
Florida(3/31/2025)
RR
Georgia(8/4/2021)
RR
Hawaii(8/27/2021)
RR
Idaho(8/4/2021)
RR
Illinois(11/30/2021)
RR
Indiana(8/27/2021)
RR
Iowa(8/6/2021)
RR
Kansas(8/5/2021)
RR
Kentucky(12/2/2021)
RR
Louisiana(9/7/2021)
RR
Maine(8/3/2021)
RR
Maryland(8/4/2021)
RR
Massachusetts(10/5/2021)
RR
Michigan(9/30/2021)
RR
Minnesota(8/30/2021)
RR
Mississippi(8/25/2021)
RR
Montana(8/26/2021)
RR
Nebraska(8/25/2021)
RR
Nevada(9/17/2021)
RR
New Hampshire(8/5/2021)
RR
New Jersey(8/25/2021)
RR
New Mexico(8/27/2021)
RR
New York(8/29/2021)
RR
North Carolina(8/31/2021)
RR
North Dakota(8/30/2021)
RR
Ohio(8/3/2021)
RR
Oklahoma(8/26/2021)
RR
Oregon(8/30/2021)
RR
Pennsylvania(9/3/2021)
RR
Puerto Rico(8/4/2021)
RR
Rhode Island(8/16/2021)
RR
South Carolina(8/31/2021)
RR
South Dakota(8/30/2021)
RR
Tennessee(8/26/2021)
RR
Texas(8/4/2021)
IAR
Texas(3/31/2025)
RR
Utah(8/30/2021)
RR
Vermont(8/25/2021)
RR
Virginia(8/26/2021)
RR
Washington(8/26/2021)
RR
West Virginia(8/25/2021)
RR
Wisconsin(8/26/2021)
RR
Wyoming(8/30/2021)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
