Eduardo M. Tejeda
Professional summary
Eduardo M. Tejeda was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eduardo is a previously registered financial advisor and started their career in finance in 2001. Prior to being barred, Eduardo had worked at 4 firms, which includes WELLS FARGO INVESTMENTS LLC, BBVA INVESTMENTS INC., LARADORBECKER SECURITIES CORPORATION, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2004 - November 29, 2005
WELLS FARGO INVESTMENTS, LLC
June 1, 2004 - November 29, 2005
WELLS FARGO INVESTMENTS, LLC
June 4, 2003 - October 14, 2004
BBVA INVESTMENTS INC.
September 3, 2002 - May 27, 2003
LARADORBECKER SECURITIES CORPORATION
October 24, 2001 - August 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 18, 2001 - August 8, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INVESTMENTS, LLC
CRD#: 10582 / SEC#: , 8-38588
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
| Regulatory Event | 53 |
| Arbitration | 33 |
Red Flags
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