Mark J. Flanagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark James Flanagan, who also goes by Mark J. Flanagan, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2002. Mark had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2003 - April 21, 2022
SHENKMAN CAPITAL MANAGEMENT, INC.
October 21, 2002 - December 31, 2002
SHENKMAN CAPITAL MANAGEMENT, INC.
Primary Firm SEC Registration
SHENKMAN CAPITAL MANAGEMENT, INC.
CRD#: 112192 / SEC#: 801-25180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHENKMAN CAPITAL MANAGEMENT, INC.
CRD#: 112192 / SEC#: 801-25180
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 173 |
| AUM (Assets Under Management) | $ 35,081,848,210 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
