Pierre-louis Robichaud
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierre-louis Robichaud was a registered financial professional .
Pierre-louis is a previously registered financial professional and started their career in finance in 2001. Pierre-louis had worked at 1 firm and has passed the Series 63, Series 57TO, Series 79TO, Series 99TO, SIE, Series 55, Series 38, Series 4 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2001 - July 12, 2021
DESJARDINS SECURITIES INTERNATIONAL INC.
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 5/23/2001
Limited Representative-Equity Trader ExamSeries 38
Date: 5/10/2001
Canada Module of the General Securities Registered Representative (Without Options Questions)Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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