Normand Ouellette
Professional summary
Normand Ouellette, who also goes by Norm Ouellette, is a registered financial professional currently at DESJARDINS SECURITIES INTERNATIONAL INC. .
Normand is registered as a RR (Registered Representative) and started their career in finance in 2001. Normand has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 38 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Normand Ouellette's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 11, 2001 - Present
DESJARDINS SECURITIES INTERNATIONAL INC.
Office #1: 1170 Peel Street Suite 300, Montreal, Quebec, H3B 0A9State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2002)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/31/2001
Limited Representative-Equity Trader ExamSeries 38
Date: 4/26/2001
Canada Module of the General Securities Registered Representative (Without Options Questions)FINRA
Current Firm
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417 / SEC#: , 8-53256
Contact information
FINRA licenses (39 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DESJARDINS SECURITIES INTERNATIONAL INC.
CRD#: 112417Montreal, Quebec, H3B 0A9TRUST BUT VERIFY
Monitor Normand Ouellette
Get automatic monthly alerts on: