Scott A. Perkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Albert Perkins was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 2003. Scott had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 72, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2019 - February 22, 2024
RONALD L PERKINS DBA PERKINS FINANCIAL
February 24, 2017 - February 6, 2018
MML INVESTORS SERVICES, LLC
February 21, 2017 - February 6, 2018
MML INVESTORS SERVICES, LLC
December 22, 2005 - February 22, 2017
CAPITAL FINANCIAL SERVICES, INC.
May 29, 2003 - February 22, 2017
CAPITAL FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 72
Date: 11/16/2004
Government Securities Representative ExaminationSeries 62
Date: 6/17/2004
Corporate Securities Limited Representative ExaminationCurrent Firm
RONALD L PERKINS DBA PERKINS FINANCIAL
CRD#: 304422 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,701,079 |
Red Flags
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