Christopher Gildea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Gildea, who also goes by Chris Gildea, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 4 firms and has passed the Series 63, Series 55, Series 7, Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2012 - July 24, 2014
VIRTU AMERICAS LLC
December 17, 2010 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
April 1, 2002 - January 3, 2011
KELLOGG CAPITAL MARKETS, LLC
April 17, 2001 - April 1, 2002
KELLOGG CAPITAL GROUP LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/29/2010
Limited Representative-Equity Trader ExamSeries 21
Date: 10/21/2003
NYSE Front Line Specialist ClerkSeries 25
Date: 8/28/2001
NYSE Trading Assistant ExaminationCurrent Firm
VIRTU AMERICAS LLC
CRD#: 149823 / SEC#: , 8-68193
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 57 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
