SC
Steven B. Chang
KENSINGTON ASSET MANAGEMENT
Austin, TX 78746
Some features on this profile are disabled
CRD#: 4386630
SC
Professional summary
Steven Byungkwan Chang is a registered financial advisor currently at KENSINGTON ASSET MANAGEMENT, LLC located in Austin, Texas and QUASAR DISTRIBUTORS, LLC located in Austin, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 12 firms and has passed the Series 66, Series 63, Series 52TO, Series 79TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Xtollo Investment Partners, LLC; Investment Related; Austin, TX; Distribution of Quasar 40 Act Funds and Marketer of RIA Investment Advisory Services; Managing Director; Supervisory Principal of KID RRs, Compliance Consultant for KID business; 11/2023; 100hrs/mo; 100hrs/trading/mo; 2) Kensington Asset Management, LLC; Investment Related; Austin, TX; CCO; CCO for the risk and compliance program for an SEC registered RIA; 11/2023; 120hrs/mo; 120hrs/trading/mo. 3) PDX Personal Rental Property; non investment related; Rental Property; Tigard, OR; Owner; not involved in daily management that is done by property manager; 07/2024; 0 hrs/mo. 4) Kensington Investment Partners, LLC; Not investment related; Austin, TX; Director; Restricted Units / Profit Sharing; 7/2025; 100 hours per month; 0 hours per month trading 5) Consulting; Investment Related; Austin, TX; Consulting on industry and regulatory trends; Consultant; Start Date 9/23/25; 3 Hrs Per Month, 0 During Trading Hrs; Provide consulting on industry and regulatory trends to a global expert network and knowledge services firm.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Byungkwan Chang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2025 - Present
KENSINGTON ASSET MANAGEMENT, LLC
Office #1: 901 S. Mopac Expy Suite 225, Austin, TX 78746RIA
CRD#: 309780
Austin, TX
Current
September 18, 2024 - Present
QUASAR DISTRIBUTORS, LLC
Office #1: 901 S Mopac Expressway Suite 225, Austin, TX 78746BD
CRD#: 103848
Austin, TX
Past
April 24, 2018 - September 15, 2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
RIA
CRD#: 1254
PORTLAND, OR
Past
April 24, 2018 - September 15, 2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 1254
PORTLAND, OR
Past
March 20, 2017 - May 15, 2017
M FINANCIAL SECURITIES MARKETING, INC.
BD
CRD#: 139304
PORTLAND, OR
Past
December 3, 2013 - March 2, 2016
M FINANCIAL SECURITIES MARKETING, INC.
BD
CRD#: 139304
PORTLAND, OR
Past
June 16, 2011 - May 12, 2017
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
PORTLAND, OR
Past
June 16, 2011 - May 12, 2017
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
PORTLAND, OR
Past
January 12, 2011 - June 10, 2011
SKB SECURITIES
BD
CRD#: 38761
PORTLAND, OR
Past
October 28, 2008 - January 11, 2011
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
PORTLAND, OR
Past
May 18, 2007 - September 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
PORTLAND, OR
Past
May 18, 2007 - September 24, 2008
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
PORTLAND, OR
Past
August 23, 2006 - February 21, 2007
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
BEAVERTON, OR
Past
August 23, 2006 - February 21, 2007
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
BEAVERTON, OR
Past
January 28, 2005 - June 26, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 28, 2005 - June 26, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PORTLAND, OR
Past
May 7, 2001 - July 2, 2001
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KENSINGTON ASSET MANAGEMENT, LLC
KENSINGTON ANALYTICS LLC | KENSINGTON MANAGEMENT, LLC | KENSINGTON ASSET MANAGEMENT, LLC
CRD#: 309780 / SEC#: 801-119080
RIA
Registered Investment Advisory firm - (8/14/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Alaska(1/2/2025)
RR
Arizona(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(1/2/2025)
RR
Colorado(1/2/2025)
RR
Connecticut(1/2/2025)
RR
Delaware(1/2/2025)
RR
District of Columbia(1/2/2025)
RR
Florida(1/2/2025)
RR
Georgia(1/2/2025)
RR
Hawaii(1/2/2025)
RR
Idaho(1/2/2025)
RR
Illinois(1/2/2025)
RR
Indiana(1/2/2025)
RR
Iowa(1/2/2025)
RR
Kansas(1/2/2025)
RR
Kentucky(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Maine(1/2/2025)
RR
Maryland(1/2/2025)
RR
Massachusetts(1/2/2025)
RR
Michigan(1/2/2025)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Missouri(1/2/2025)
RR
Montana(1/2/2025)
RR
Nebraska(1/2/2025)
RR
Nevada(1/2/2025)
RR
New Hampshire(1/2/2025)
RR
New Jersey(1/2/2025)
RR
New Mexico(1/2/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/2/2025)
RR
Ohio(1/2/2025)
RR
Oklahoma(1/2/2025)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/2/2025)
RR
Rhode Island(1/2/2025)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/2/2025)
RR
Tennessee(1/2/2025)
RR
Texas(9/18/2024)
IAR
Texas(2/28/2025)
RR
Utah(1/2/2025)
RR
Vermont(1/2/2025)
RR
Virgin Islands(1/2/2025)
RR
Virginia(1/2/2025)
RR
Washington(1/2/2025)
RR
West Virginia(1/2/2025)
RR
Wisconsin(1/2/2025)
RR
Wyoming(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 11/13/2018
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KENSINGTON ASSET MANAGEMENT, LLC
KENSINGTON ANALYTICS LLC | KENSINGTON MANAGEMENT, LLC | KENSINGTON ASSET MANAGEMENT, LLC
CRD#: 309780 / SEC#: 801-119080
RIA
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Contact information
Main Address
901 S. Mopac Expy Suite 225, Austin, TX 78746
Mailing Address
Phone number
(877) 891-1222
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,898,190,013 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
