Sanjay C. Yodh
Professional summary
Sanjay C Yodh, who also goes by Sanjay C. Yodh, Sanjay Yodh, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Sanjay is registered as a RR (Registered Representative) and started their career in finance in 2002. Sanjay has worked at 14 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sanjay C Yodh's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 11, 2026 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101December 11, 2018 - May 24, 2021
ABERDEEN FUND DISTRIBUTORS, LLC
September 13, 2017 - December 10, 2018
STANDARD LIFE INVESTMENTS SECURITIES LLC
May 29, 2017 - August 22, 2017
LUCIA SECURITIES, LLC
October 1, 2014 - May 28, 2015
REALTY CAPITAL SECURITIES, LLC
June 5, 2012 - September 9, 2014
PROSHARE ADVISORS LLC
May 30, 2012 - September 9, 2014
PROFUNDS DISTRIBUTORS, INC.
October 23, 2009 - May 15, 2012
GUGGENHEIM DISTRIBUTORS, LLC
October 16, 2009 - October 12, 2010
SECURITY GLOBAL INVESTORS
October 16, 2009 - May 15, 2012
GUGGENHEIM INVESTMENTS
December 26, 2008 - November 6, 2009
SECURITY DISTRIBUTORS
July 18, 2007 - March 18, 2008
SAPENO INC.
May 30, 2003 - May 10, 2006
DEAM INVESTOR SERVICES, INC.
May 2, 2002 - May 30, 2003
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/27/2024
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Portland, ME 04101TRUST BUT VERIFY
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