Pierre Hilario
Professional summary
Pierre Hilario was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Pierre is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Pierre had worked at 7 firms, which includes NI ADVISORS, SW FINANCIAL, DEMOCRACY FUNDING LLC, CABOT LODGE SECURITIES LLC, REALTY CAPITAL SECURITIES LLC, LIGHTSTONE SECURITIES LLC, UBS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2022 - August 2, 2023
NI ADVISORS
September 20, 2018 - May 26, 2022
SW FINANCIAL
January 25, 2017 - April 17, 2018
DEMOCRACY FUNDING LLC
January 15, 2016 - December 2, 2016
CABOT LODGE SECURITIES LLC
March 30, 2010 - December 2, 2015
REALTY CAPITAL SECURITIES, LLC
May 31, 2005 - March 22, 2010
LIGHTSTONE SECURITIES, LLC
June 13, 2001 - November 2, 2004
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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