Peter Zervos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Zervos was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 2011 - April 11, 2012
NBF SECURITIES (USA) CORP.
February 18, 2009 - August 3, 2011
LPL FINANCIAL LLC
February 10, 2009 - August 3, 2011
LPL FINANCIAL LLC
June 24, 2004 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 2004 - February 12, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2002 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
April 19, 2002 - July 1, 2004
CITIGROUP GLOBAL MARKETS INC.
July 5, 2001 - April 8, 2002
IDS LIFE INSURANCE COMPANY
July 5, 2001 - April 8, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NBF SECURITIES (USA) CORP.
CRD#: 25541 / SEC#: , 8-41790
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NBF SECURITIES (USA) LTD | SHAREHOLDER | |
| BADESKI, PAUL RAYMOND | MANAGING DIRECTOR AND HEAD OF FIXED INCOME SALES | 2821677 |
| HOFFMAN, JOAN ELLEN | INTERIM CHIEF COMPLIANCE OFFICER | 1565558 |
| KEEGAN, RANDALL MYLES | MANAGING DIRECTOR FIXED INCOME SALES | 2216467 |
| LANGLOIS, STYVES | SENIOR VICE-PRESIDENT AND MANAGING DIRECTOR - DESIGNATED PRINCIPAL/RETAIL REGISTERED PERSONNEL | 4379409 |
| LEGRIS, ALAIN | EXECUTIVE VICE-PRESIDENT | 2253876 |
| MORRIS, PAUL EDWARD | CHIEF FINANCIAL OFFICER | 1607225 |
| MULRONEY, MARK | CO-HEAD AND MD, INSTITUTIONAL EQUITIES TRADING | 4437210 |
| NICOSIA, FRANK | INTERIM SENIOR COMPLIANCE OFFICER | 2790594 |
| PASCOE, RICARDO ALEJANDRO | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2984919 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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