Michael J. Black

ATARAXIS FINANCIAL

Rochester, MN

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CRD#: 4386387

Professional summary

Michael Jesse Black is a registered financial advisor currently at ATARAXIS FINANCIAL, LLC located in Rochester, Minnesota.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/2020-PRESENT; VARIOUS INSURANCE CARRIERS FOR W&R INSURANCE AGENCIES; ROCHESTER, MN; INVESTMENT RELATED; INSURANCE SALES; INSURANCE AGENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jesse Black's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2020 - Present

ATARAXIS FINANCIAL, LLC

RIA

CRD#: 153187

Rochester, MN

Past

February 3, 2020 - February 4, 2020

WADDELL & REED

CRD#: 866

BLOOMINGTON, MN

Past

January 16, 2020 - February 4, 2020

WADDELL & REED

RIA

CRD#: 866

BLOOMINGTON, MN

Past

November 23, 2016 - January 15, 2020

ATARAXIS FINANCIAL, LLC

RIA

CRD#: 153187

ROCHESTER, MN

Past

May 16, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 16, 2001 - April 7, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ROCHESTER, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/9/2020)

IAR

Texas
(12/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/24/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/3/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/5/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2001

General Securities Representative Examination

Current Firm

ATARAXIS FINANCIAL, LLC

CRD#: 153187 / SEC#:

Minnesota

Registered Investment Advisory firm - (3/9/2020 Approved)

Texas

Registered Investment Advisory firm - (12/13/2024 Conditional Restricted)

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Contact information

Main Address

Rochester, MN

Mailing Address

Phone number

(507) 208-9045

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	195
AUM (Assets Under Management)	$ 41,984,561

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Black

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Jesse Black's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

ATARAXIS FINANCIAL, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/2019

Series 66

Date: 5/24/2001

Series 7TO

Date: 2/3/2020

SIE

Date: 12/5/2018

Series 7

Date: 5/15/2001

Current Firm

ATARAXIS FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ATARAXIS FINANCIAL, LLC

TRUST BUT VERIFY

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