Peter V. Discenza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Vincent Discenza, who also goes by Peter VIncent Discenza Jr, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2002. Peter had worked at 8 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2021 - January 27, 2025
CANACCORD GENUITY LLC
April 8, 2014 - April 17, 2020
CLEARPOOL EXECUTION SERVICES, LLC
June 12, 2012 - December 31, 2015
WORLD-XECUTION STRATEGIES
February 2, 2012 - February 2, 2015
WTS PROPRIETARY TRADING GROUP LLC
April 8, 2010 - March 28, 2012
DIMENSION TRADING GROUP, LLC
March 29, 2010 - May 29, 2012
DIMENSION SECURITIES, LLC
March 3, 2003 - April 5, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
January 17, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
March 19, 2002 - August 5, 2002
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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