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KK

Kelly L. Kittrell

FOCUS SECURITIES LLC
Gainesville, VA 20155
Some features on this profile are disabled
CRD#: 4386140
KK

Professional summary

Kelly Lee Kittrell is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.

Kelly is registered as a RR (Registered Representative) and started their career in finance in 2001. Kelly has worked at 2 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kelly Lee Kittrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 5, 2021 - Present

FOCUS SECURITIES LLC

Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155
BD
CRD#: 150589
Gainesville, VA
Past

April 24, 2001 - December 16, 2002

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(9/9/2022)
RR
Arizona
(11/8/2023)
RR
California
(11/1/2021)
RR
Florida
(6/3/2022)
RR
Maryland
(9/20/2024)
RR
New York
(1/14/2022)
RR
Oklahoma
(5/5/2025)
RR
Texas
(11/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/5/2021
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 2/11/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/23/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FOCUS SECURITIES LLC
FOCUS SECURITIES LLC

CRD#: 150589 / SEC#: , 8-68273

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
7371 Atlas Walk Way #259, Gainesville, VA 20155
Mailing Address
7371 Atlas Walk Way #259, Gainesville, VA 20155
Phone number
(404) 557-1045
Established
Georgia since 03/23/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (46 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FOCUS HOLDINGS USA, INC.OWNER
BEARD, ROBERT GLENNPRESIDENT, CEO, CHIEF COMPLIANCE OFFICER5771682
THOMPSON, RICHARD FRANK JR.FINOP, ER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOCUS SECURITIES LLC

CRD#: 150589Gainesville, VA 20155

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