Matthew P. Wootten

SILVER BIRCH FINANCIAL

MIDDLEBURY, VT

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CRD#: 4386014

Professional summary

Matthew Perry Wootten, who also goes by Matthew P Wootten, is a registered financial advisor currently at SILVER BIRCH FINANCIAL LLC located in Middlebury, Vermont.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Matthew P Wootten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Perry Wootten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2026 - Present

SILVER BIRCH FINANCIAL LLC

RIA

CRD#: 341785

MIDDLEBURY, VT

Past

March 19, 2014 - July 7, 2026

MARBLE TRAIL ADVISORS

RIA

CRD#: 154744

MIDDLEBURY, VT

Past

June 18, 2004 - March 12, 2014

ROCK POINT ADVISORS, LLC

RIA

CRD#: 130825

BURLINGTON, VT

Past

August 31, 2001 - January 31, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BURLINGTON, VT

Past

June 20, 2001 - January 31, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Vermont
(5/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/2/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/18/2001

General Securities Representative Examination

Current Firm

SILVER BIRCH FINANCIAL LLC

SILVER BIRCH FINANCIAL LLC | SILVER BIRCH FINANCIAL, LLC

CRD#: 341785 / SEC#: 801-136228

RIA

Registered Investment Advisory firm - (5/8/2026 120-Day Approval)

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Contact information

Main Address

Brandon, VT

Mailing Address

Phone number

(802) 238-7591

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SBF 2026 REVISED ADV PART 2A (4/17/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew P. Wootten

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Perry Wootten's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER BIRCH FINANCIAL LLC

MARBLE TRAIL ADVISORS

ROCK POINT ADVISORS, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2001

Series 31

Date: 7/2/2001

Series 7

Date: 6/18/2001

Current Firm

SILVER BIRCH FINANCIAL LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SILVER BIRCH FINANCIAL LLC

TRUST BUT VERIFY

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