Matthew P. Wootten

MARBLE TRAIL ADVISORS

MIDDLEBURY, VT 05753

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CRD#: 4386014

Professional summary

Matthew Perry Wootten, who also goes by Matthew P Wootten, is a registered financial advisor currently at MARBLE TRAIL ADVISORS located in Middlebury, Vermont.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Matthew has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew P Wootten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Perry Wootten's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2014 - Present

MARBLE TRAIL ADVISORS

Office #1: 88 Main Street, Middlebury, VT 05753

RIA

CRD#: 154744

MIDDLEBURY, VT

Past

June 18, 2004 - March 12, 2014

ROCK POINT ADVISORS, LLC

RIA

CRD#: 130825

BURLINGTON, VT

Past

August 31, 2001 - January 31, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BURLINGTON, VT

Past

June 20, 2001 - January 31, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARBLE TRAIL ADVISORS

ADDISON ADVISORS LLC | MARBLE TRAIL ADVISORS

CRD#: 154744 / SEC#: 801-115308

RIA

Registered Investment Advisory firm - (5/21/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (5/29/2019 Terminated)

Vermont

Registered Investment Advisory firm - (11/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/26/2014)

IAR

Vermont
(3/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/2/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/18/2001

General Securities Representative Examination

Current Firm

MARBLE TRAIL ADVISORS

ADDISON ADVISORS LLC | MARBLE TRAIL ADVISORS

CRD#: 154744 / SEC#: 801-115308

RIA

Registered Investment Advisory firm - (5/21/2019 Approved)

New Hampshire

Registered Investment Advisory firm - (5/29/2019 Terminated)

Vermont

Registered Investment Advisory firm - (11/4/2019 Terminated)

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Contact information

Main Address

88 Main Street, Middlebury, VT 05753

Mailing Address

Po Box 30, Middlebury, VT 05753

Phone number

(802) 388-6300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARBLE TRAIL FORM ADV PART 2 (7/22/2025)

Regulatory assets under management

Total Number of Accounts	1,302
AUM (Assets Under Management)	$ 490,221,306

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/18/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew P. Wootten

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Perry Wootten's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROCK POINT ADVISORS, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

MARBLE TRAIL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2001

Series 31

Date: 7/2/2001

Series 7

Date: 6/18/2001

Current Firm

MARBLE TRAIL ADVISORS

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MARBLE TRAIL ADVISORS

TRUST BUT VERIFY

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