Gary A. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary A Baker, CFP®, ChFC®, who also goes by Gary Albert Baker Jr, Gary Albert Baker, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 2001. Gary had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Experience
June 12, 2025 - June 16, 2025
BEESE FULMER PRIVATE WEALTH MANAGEMENT
March 6, 2018 - May 1, 2024
THE HUNTINGTON INVESTMENT COMPANY
September 17, 2015 - November 13, 2017
CHARLES SCHWAB & CO., INC.
April 17, 2001 - July 31, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
BEESE FULMER PRIVATE WEALTH MANAGEMENT
CRD#: 109882 / SEC#: 801-15485
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEESE FULMER PRIVATE WEALTH MANAGEMENT
CRD#: 109882 / SEC#: 801-15485
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,257 |
| AUM (Assets Under Management) | $ 1,584,302,453 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
