C N. Venkatesh

CN WEALTH MANAGEMENT

Alpharetta, GA 30022

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CRD#: 4385674

Professional summary

C N Venkatesh, who also goes by C Venkateshaiah, is a registered financial advisor currently at CN WEALTH MANAGEMENT, LLC located in Alpharetta, Georgia.

C is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. C has worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

C Venkateshaiah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view C N Venkatesh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 24, 2009 - Present

CN WEALTH MANAGEMENT, LLC

Office #1: 11175 Cicero Drive Suite 100, Alpharetta, GA 30022

RIA

CRD#: 150469

Alpharetta, GA

Past

March 13, 2006 - July 29, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ALPHARETTA, GA

Past

March 3, 2006 - July 29, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ALPHARETTA, GA

Past

February 6, 2003 - March 7, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALPHARETTA, GA

Past

June 13, 2001 - March 7, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/24/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/20/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

Current Firm

CN WEALTH MANAGEMENT, LLC

CN WEALTH MANAGEMENT, LLC | NAME1014

CRD#: 150469 / SEC#:

Georgia

Registered Investment Advisory firm - (7/24/2009 Approved)

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Contact information

Main Address

11175 Cicero Drive Suite 100, Alpharetta, GA 30022

Mailing Address

Phone number

(678) 242-5253

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 49,340,439

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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C N. Venkatesh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view C N Venkatesh's CRS (Customer Relationship Summary).

Certified licenses

Experience

CN WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2001

Series 31

Date: 7/20/2001

Series 7

Date: 6/12/2001

Current Firm

CN WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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