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Robert D Hovermale

CRD# 4385521·Registered 2001 - 2007
Barred: Robert D Hovermale was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Robert D Hovermale, who also goes by Robert D Hovermale Mr., Robert Doyle Hovermale, Robert D Hovermale, was a registered financial advisor. Robert was a previously registered financial advisor and started their career in finance 2001 - 2007. Robert had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert D Hovermale Mr., Robert Doyle Hovermale, Robert D Hovermale

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

SISU WEALTH MANAGEMENT, LLC·CRD# 139989
RIA
Brownsburg, IN
March 29, 2006 - June 13, 2007
EDWARD JONES·CRD# 250
BD
Indianapolis, IN
September 12, 2003 - May 5, 2006
BANC ONE SECURITIES CORPORATION·CRD# 16999
RIA
Indianapolis, IN
July 14, 2003 - September 9, 2003
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
July 14, 2003 - September 9, 2003
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Indianapolis, IN
July 30, 2001 - July 16, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 25, 2001 - July 16, 2003

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2001About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Jul 2001About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jun 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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