FH
Frank E. Holmes
U.S. GLOBAL INVESTORS
SAN ANTONIO, TX 78229
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CRD#: 4385517
FH
Professional summary
Frank Edward Holmes is a registered financial advisor currently at U.S. GLOBAL INVESTORS, INC. located in San Antonio, Texas.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Frank has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Edward Holmes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 1999 - Present
U.S. GLOBAL INVESTORS, INC.
Office #1: 7900 Callaghan Road, San Antonio, TX 78229RIA
CRD#: 111097
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UG
U.S. GLOBAL INVESTORS, INC.
U.S. GLOBAL INVESTORS, INC.
CRD#: 111097 / SEC#: 801-4868
RIA
Registered Investment Advisory firm - (6/16/1968 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/14/1999)
Exams
Current Firm
UG
U.S. GLOBAL INVESTORS, INC.
U.S. GLOBAL INVESTORS, INC.
CRD#: 111097 / SEC#: 801-4868
RIA
Registered Investment Advisory firm - (6/16/1968 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7900 Callaghan Road, San Antonio, TX 78229
Mailing Address
Phone number
(210) 308-1234
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 1,323,872,389 |
Red Flags
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