George L. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George L Berry, who also goes by George Lincoln Berry, George Berry, George L Berry, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2001. George had worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2021 - October 31, 2022
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
September 28, 2021 - October 31, 2022
FIRST REPUBLIC SECURITIES COMPANY, LLC
January 30, 2018 - August 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 30, 2018 - August 3, 2021
WELLS FARGO CLEARING SERVICES, LLC
May 4, 2012 - January 17, 2018
BANCWEST INVESTMENT SERVICES, INC.
May 3, 2012 - January 17, 2018
BANCWEST INVESTMENT SERVICES, INC.
October 23, 2009 - October 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - October 18, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 16, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 16, 2006 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 9, 2005 - March 6, 2006
PNC WEALTH MANAGEMENT LLC
March 9, 2005 - March 6, 2006
PNC WEALTH MANAGEMENT LLC
May 13, 2004 - December 9, 2004
USALLIANZ SECURITIES, INC.
January 22, 2003 - December 9, 2004
USALLIANZ SECURITIES, INC.
May 29, 2001 - January 23, 2002
IDS LIFE INSURANCE COMPANY
May 29, 2001 - January 23, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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