Lori D. Rudow
Professional summary
Lori Diane Rudow, who also goes by Lori Diane Feddersen, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Lori is registered as a RR (Registered Representative) and started their career in finance in 2001. Lori has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lori Diane Rudow's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2022 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Ave Ne, Suite 1200, Bellevue, WA 98004-5135October 4, 2018 - November 1, 2022
WESCOM FINANCIAL SERVICES
October 3, 2018 - November 1, 2022
WESCOM FINANCIAL SERVICES
October 31, 2016 - October 4, 2018
CUSO FINANCIAL SERVICES, L.P.
October 31, 2016 - October 4, 2018
CUSO FINANCIAL SERVICES, L.P.
January 14, 2015 - October 31, 2016
U.S. BANCORP ADVISORS, LLC
January 14, 2015 - October 31, 2016
U.S. BANCORP ADVISORS, LLC
January 4, 2012 - January 5, 2015
U.S. BANCORP INVESTMENTS, INC.
January 3, 2012 - January 5, 2015
U.S. BANCORP INVESTMENTS, INC.
August 5, 2003 - January 5, 2012
U.S. BANCORP ADVISORS, LLC
January 7, 2003 - January 5, 2012
U.S. BANCORP ADVISORS, LLC
May 31, 2001 - June 5, 2001
IDS LIFE INSURANCE COMPANY
May 31, 2001 - June 5, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2022)
(11/1/2022)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
